Rockefeller Capital Management’s Great Elm Capital Corp GECC Stock Holding History

Rockefeller Capital Management’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$136K	Hold	25,000	–	–	﹤0.01%	2813
2026 Q1	$125K	Buy	25,000 +15,000	+150%	+$94K	﹤0.01%	2746
2025 Q4	$70.5K	Buy	+10,000	New	+$75.7K	﹤0.01%	2902
2022 Q3	–	Sell	-9	Closed	–	–	4055
2022 Q2	$0	Hold	9	–	–	﹤0.01%	4209
2022 Q1	$0	Sell	9 -1	-10%	-$17	﹤0.01%	3942
2021 Q4	$0	Hold	10	–	–	﹤0.01%	3845
2021 Q3	$0	Hold	10	–	–	﹤0.01%	3736
2021 Q2	$0	Hold	10	–	–	﹤0.01%	3496
2021 Q1	$0	Buy	10 +6	+150%	+$121	﹤0.01%	3291
2020 Q4	$0	Buy	+4	New	+$80	﹤0.01%	2907

Other funds holding GECC

NRCM

Northern Right Capital Management Darien, Connecticut $337M AUM 63.03% 1-Year Est. Return

CCA

Cruiser Capital Advisors Stamford, Connecticut $162M AUM 78.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CAG

Crestwood Advisors Group Boston, Massachusetts $6.74B AUM 30.22% 1-Year Est. Return

Vident Advisory Alpharetta, Georgia $13.9B AUM 53.47% 1-Year Est. Return

EFG

Ethos Financial Group King Of Prussia, Pennsylvania $1.5B AUM 22.75% 1-Year Est. Return

SWP

Significant Wealth Partners Cary, Illinois $92.4M AUM 9.22% 1-Year Est. Return

FFA

Founders Financial Alliance Raleigh, North Carolina $754M AUM 27.39% 1-Year Est. Return

Rangeley Capital New Canaan, Connecticut $109M AUM 97.13% 1-Year Est. Return

TCOT

Trust Company of Toledo Holland, Ohio $1.2B AUM 33.38% 1-Year Est. Return

Rockefeller Capital Management's GECC Position: Q2 2026 in Review

Rockefeller Capital Management held its Great Elm Capital Corp (GECC) position steady in Q2 2026 at 25,000 shares worth $136K. The position accounts for ﹤0.01% of the portfolio, ranked #2813.

Rockefeller Capital Management first reported a position in GECC in Q4 2020 and has held it in 10 quarters since. 19 funds tracked by Wall St. Rank hold GECC as of Q2 2026.

Rockefeller Capital Management held 25,000 shares of Great Elm Capital Corp worth $136K as of Q2 2026.
Rockefeller Capital Management left its Great Elm Capital Corp share count unchanged in Q2 2026.
Great Elm Capital Corp made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2813 holding.
Rockefeller Capital Management first reported a position in Great Elm Capital Corp in Q4 2020 and has held it in 10 quarters since.
19 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.