Rockefeller Capital Management’s Great Elm Capital Corp GECC Stock Holding History

Rockefeller Capital Management’s Portfolio GECC Stock Details GECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$125K	Buy	25,000 +15,000	+150%	+$94K	﹤0.01%	2746
2025 Q4	$70.5K	Buy	+10,000	New	+$75.7K	﹤0.01%	2902
2022 Q3	–	Sell	-9	Closed	–	–	4055
2022 Q2	$0	Hold	9	–	–	﹤0.01%	4209
2022 Q1	$0	Sell	9 -1	-10%	-$17	﹤0.01%	3942
2021 Q4	$0	Hold	10	–	–	﹤0.01%	3845
2021 Q3	$0	Hold	10	–	–	﹤0.01%	3736
2021 Q2	$0	Hold	10	–	–	﹤0.01%	3496
2021 Q1	$0	Buy	10 +6	+150%	+$121	﹤0.01%	3291
2020 Q4	$0	Buy	+4	New	+$80	﹤0.01%	2907

Other funds holding GECC

NRCM

Northern Right Capital Management Darien, Connecticut $281M AUM 56.22% 1-Year Est. Return

CCA

Cruiser Capital Advisors Stamford, Connecticut $257M AUM 65.27% 1-Year Est. Return

Squarepoint New York $85.1B AUM 20.93% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

EFG

Ethos Financial Group King Of Prussia, Pennsylvania $1.37B AUM 19.43% 1-Year Est. Return

PWAM

Papamarkou Wellner Asset Management New York $164M AUM 25.23% 1-Year Est. Return

CAG

Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return

TSS

Two Sigma Securities New York $861M AUM 21.33% 1-Year Est. Return

SWP

Significant Wealth Partners Cary, Illinois $92.4M AUM 9.22% 1-Year Est. Return

Rockefeller Capital Management's GECC Position: Q1 2026 in Review

Rockefeller Capital Management increased its Great Elm Capital Corp (GECC) stake by 150% in Q1 2026, buying an estimated $94K and bringing the position to 25,000 shares worth $125K. The position accounts for ﹤0.01% of the portfolio, ranked #2746.

Rockefeller Capital Management first reported a position in GECC in Q4 2020 and has held it in 9 quarters since. 23 funds tracked by Wall St. Rank hold GECC as of Q1 2026.

Rockefeller Capital Management held 25,000 shares of Great Elm Capital Corp worth $125K as of Q1 2026.
Rockefeller Capital Management bought 15,000 Great Elm Capital Corp shares in Q1 2026, an estimated $94K.
Great Elm Capital Corp made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2746 holding.
Rockefeller Capital Management first reported a position in Great Elm Capital Corp in Q4 2020 and has held it in 9 quarters since.
23 funds tracked by Wall St. Rank held Great Elm Capital Corp as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.