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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.5M
Cap. Flow %
-25.54%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Technology 4.94%
2 Consumer Discretionary 3.92%
3 Healthcare 2.22%
4 Financials 0.75%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
151
Somnigroup International
SGI
$15.2B
– –
-400
Closed -$6K
EGRX
152
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-1,277
Closed -$18K
PXD
153
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-200
Closed -$46K
SPLK
154
DELISTED
Splunk Inc
SPLK
– –
-7,500
Closed -$415K
RBCN
155
DELISTED
Rubicon Technology, Inc.
RBCN
– –
-3,000
Closed -$263K
TWTR
156
DELISTED
Twitter, Inc.
TWTR
– –
-2,500
Closed -$102K
RST
157
DELISTED
ROSETTA STONE INC
RST
– –
-15,000
Closed -$146K
TIVO
158
DELISTED
Tivo Inc
TIVO
– –
-4,000
Closed -$96K
AKRX
159
DELISTED
Akorn Inc
AKRX
– –
-11,322
Closed -$376K
JMEI
160
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
– –
-100
Closed -$27K
STI
161
DELISTED
SunTrust Banks, Inc.
STI
– –
-2,000
Closed -$80K
KEYW
162
DELISTED
The KEYW Holding Corporation
KEYW
– –
-20,000
Closed -$251K
HZNP
163
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-25,000
Closed -$396K
KONA
164
DELISTED
Kona Grill, Inc.
KONA
– –
-10,000
Closed -$194K
CBK
165
DELISTED
Christopher & Banks Corporation
CBK
– –
-9,397
Closed -$82K
P
166
DELISTED
Pandora Media Inc
P
– –
-15,000
Closed -$443K
IMPV
167
DELISTED
Imperva, Inc.
IMPV
– –
-17,500
Closed -$458K
INVN
168
DELISTED
Invensense Inc
INVN
– –
-22,500
Closed -$511K
NMBL
169
DELISTED
Nimble Storage, Inc.
NMBL
– –
-15,000
Closed -$461K
TEAR
170
DELISTED
TearLab Corporation
TEAR
– –
-5,000
Closed -$244K
LOCK
171
DELISTED
LifeLock, Inc.
LOCK
– –
-15,000
Closed -$209K
STJ
172
DELISTED
St Jude Medical
STJ
$0 ﹤0.01%
+2
New +$131
LDRH
173
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-17,500
Closed -$438K
NSPH
174
DELISTED
NANOSPHERE INC. COM NEW
NSPH
– –
-5,000
Closed -$158K
POWR
175
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-30,000
Closed -$292K
4 5 6
7
8

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Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.5M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.