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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$73.5M
AUM Growth
-$34.1M
Cap. Flow
-$27.5M
Cap. Flow %
-37.46%
Top 10 Hldgs %
98.51%
Holding
21
New
9
Increased
–
Reduced
–
Closed
2

Top Buys

Rank Stock Value
1
OPFI icon
OppFi
OPFI
+$523K
2
VICI icon
VICI Properties
VICI
+$296K
3
PDCE
PDC Energy, Inc.
PDCE
+$141K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$141K
5
GLUE icon
Monte Rosa Therapeutics
GLUE
+$65.9K

Top Sells

Rank Stock Value
1
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$675K
2
DAN icon
Dana Inc
DAN
+$5K

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Energy 0.72%
3 Financials 0.65%
4 Real Estate 0.38%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STTK icon
1
Shattuck Labs
STTK
$710M
$1.61M 2.19%
78,935
– –
OPFI icon
2
OppFi
OPFI
$770M
$467K 0.64%
+59,438
New +$523K
USWS
3
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$372K 0.51%
24,254
– –
VICI icon
4
VICI Properties
VICI
$29.4B
$276K 0.38%
+9,721
New +$296K
PDCE
5
DELISTED
PDC Energy, Inc.
PDCE
$157K 0.21%
+3,396
New +$141K
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.2B
$140K 0.19%
+3,600
New +$141K
GLUE icon
7
Monte Rosa Therapeutics
GLUE
$1.92B
$51K 0.07%
+2,300
New +$65.9K
OPFI.WS
8
DELISTED
OppFi Inc Warrants
OPFI.WS
$46K 0.06%
+29,719
New +$46.4K
DSGN icon
9
Design Therapeutics
DSGN
$736M
$37K 0.05%
+2,500
New +$41.6K
WBS icon
10
Webster Financial
WBS
$12.3B
$8K 0.01%
+138
New +$6.87K
OKUR
11
OnKure Therapeutics
OKUR
$166M
$7K 0.01%
+98
New +$8.32K
DAN icon
12
Dana Inc
DAN
$2.91B
– –
-200
Closed -$5K
FGNA.U
13
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-59,437
Closed -$675K

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Piper Sandler & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Piper Sandler & Co held 21 positions worth $73.5M, down 32% from $108M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Piper Sandler & Co withdrew a net $27.5M in Q3 2021, closing 2 positions. Its most notable exit was FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one, an estimated $675K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2.1% a quarter earlier, followed by Energy and Financials.

Against the trend, Piper Sandler & Co opened a new position in OppFi worth $467K.

  • Piper Sandler & Co's largest Q3 2021 buy was OppFi: 59,438 shares worth $467K.
  • Piper Sandler & Co fully exited FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one in Q3 2021, selling an estimated $675K.
  • Piper Sandler & Co's ten largest holdings make up 99% of its $73.5M portfolio in Q3 2021.
  • Piper Sandler & Co opened 9 new positions and closed 2 in Q3 2021.
  • Piper Sandler & Co's portfolio value fell 32% quarter-over-quarter to $73.5M.

Based on Piper Sandler & Co's 13F filing for Q3 2021, filed 12 Nov 2021.