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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$139M
AUM Growth
+$5.33M
Cap. Flow
-$98.9M
Cap. Flow %
-71.21%
Top 10 Hldgs %
88.27%
Holding
30
New
3
Increased
1
Reduced
–
Closed
9

Top Buys

Rank Stock Value
1
STTK icon
Shattuck Labs
STTK
+$3.5M
2
AYTU icon
AYTU BioPharma
AYTU
+$452K
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$32.5K
4
EV
Eaton Vance Corp.
EV
+$31.2K

Top Sells

Rank Stock Value
1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$985K
2
ALXO icon
ALX Oncology
ALXO
+$223K
3
BIPC icon
Brookfield Infrastructure
BIPC
+$208K
4
KROS icon
Keros Therapeutics
KROS
+$77K
5
PSTX
Poseida Therapeutics, Inc. Common Stock
PSTX
+$74K

Sector Composition

Rank Sector Weight
1 Healthcare 4.33%
2 Energy 0.15%
3 Financials 0.12%
4 Communication Services 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STTK icon
1
Shattuck Labs
STTK
$710M
$5.71M 4.11%
+108,935
New +$3.5M
SJIU
2
DELISTED
South Jersey Industries, Inc.
SJIU
$5.29M 3.81%
148,256
– –
FGNA.U
3
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$631K 0.45%
59,437
+3,187
+6% +$32.5K
AYTU icon
4
AYTU BioPharma
AYTU
$23.2M
$297K 0.21%
+2,480
New +$452K
USWS
5
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$209K 0.15%
24,254
– –
RBB icon
6
RBB Bancorp
RBB
$446M
$166K 0.12%
10,777
– –
EV
7
DELISTED
Eaton Vance Corp.
EV
$34K 0.02%
+500
New +$31.2K
ALXO icon
8
ALX Oncology
ALXO
$273M
– –
-5,900
Closed -$223K
BANF icon
9
BancFirst
BANF
$3.92B
– –
-300
Closed -$12K
BIPC icon
10
Brookfield Infrastructure
BIPC
$5.11B
– –
-5,639
Closed -$208K
FWONK icon
11
Liberty Media Series C
FWONK
$24.3B
– –
-1,484
Closed -$52K
KROS icon
12
Keros Therapeutics
KROS
$199M
– –
-2,000
Closed -$77K
MCHP icon
13
Microchip Technology
MCHP
$42.8B
– –
-836
Closed -$43K
PSTX
14
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
– –
-8,298
Closed -$74K
NFH
15
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-2,400
Closed -$18K
SRE.PRA
16
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-10,000
Closed -$985K

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BU
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Piper Sandler & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Piper Sandler & Co held 30 positions worth $139M, up 4% from $134M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Piper Sandler & Co withdrew a net $98.9M in Q4 2020, closing 9 positions. Its most notable exit was Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A, an estimated $985K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.3% of assets, up from 0.28% a quarter earlier, followed by Energy and Financials.

Against the trend, Piper Sandler & Co opened a new position in Shattuck Labs worth $5.71M.

  • Piper Sandler & Co's largest Q4 2020 buy was Shattuck Labs: 108,935 shares worth $5.71M.
  • Piper Sandler & Co added most to FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one in Q4 2020, an estimated $32.5K increase.
  • Piper Sandler & Co fully exited Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $985K.
  • Piper Sandler & Co's ten largest holdings make up 88% of its $139M portfolio in Q4 2020.
  • Piper Sandler & Co opened 3 new positions and closed 9 in Q4 2020.
  • Piper Sandler & Co's portfolio value rose 4% quarter-over-quarter to $139M.

Based on Piper Sandler & Co's 13F filing for Q4 2020, filed 11 Feb 2021.