PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
+5.97%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$139M
AUM Growth
+$139M
Cap. Flow
+$4.38M
Cap. Flow %
3.16%
Top 10 Hldgs %
88.27%
Holding
34
New
3
Increased
1
Reduced
–
Closed
9

Top Buys

1
STTK icon
Shattuck Labs
STTK
$5.71M
2
AYTU icon
AYTU BioPharma
AYTU
$297K
3
EV
Eaton Vance Corp.
EV
$34K
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$33.8K

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$985K
2
ALXO icon
ALX Oncology
ALXO
$223K
3
BIPC icon
Brookfield Infrastructure
BIPC
$208K
4
KROS icon
Keros Therapeutics
KROS
$77K
5
PSTX
Poseida Therapeutics, Inc. Common Stock
PSTX
$74K

Sector Composition

1 Healthcare 4.33%
2 Energy 0.15%
3 Financials 0.12%
4 Communication Services 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STTK icon
1
Shattuck Labs
STTK
$47M
$5.71M 4.11% +108,935 New +$5.71M
SJIU
2
DELISTED
South Jersey Industries, Inc.
SJIU
$5.29M 3.81% 148,256 – –
FGNA.U
3
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$631K 0.45% 59,437 +3,187 +6% +$33.8K
AYTU icon
4
AYTU BioPharma
AYTU
$21.1M
$297K 0.21% +49,590 New +$297K
USWS
5
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$209K 0.15% 509,337 – –
RBB icon
6
RBB Bancorp
RBB
$349M
$166K 0.12% 10,777 – –
EV
7
DELISTED
Eaton Vance Corp.
EV
$34K 0.02% +500 New +$34K
SRE.PRA
8
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– – -10,000 Closed -$985K
ALXO icon
9
ALX Oncology
ALXO
$62.7M
– – -5,900 Closed -$223K
BANF icon
10
BancFirst
BANF
$4.43B
– – -300 Closed -$12K
BIPC icon
11
Brookfield Infrastructure
BIPC
$4.79B
– – -3,759 Closed -$208K
FWONK icon
12
Liberty Media Series C
FWONK
$25B
– – -1,435 Closed -$52K
KROS icon
13
Keros Therapeutics
KROS
$618M
– – -2,000 Closed -$77K
MCHP icon
14
Microchip Technology
MCHP
$35.1B
– – -418 Closed -$43K
PSTX
15
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
– – -8,298 Closed -$74K
NFH
16
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– – -2,400 Closed -$18K