PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
-3.75%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$132M
AUM Growth
+$132M
Cap. Flow
+$38.4M
Cap. Flow %
29.05%
Top 10 Hldgs %
93.61%
Holding
53
New
24
Increased
–
Reduced
2
Closed
5

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$26.2M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$13.8M
3
VRP icon
Invesco Variable Rate Preferred ETF
VRP
$1.71M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$1.26M
5
ASAQ
Atlantic Avenue Acquisition Corp
ASAQ
$247K

Top Sells

1
SJIU
South Jersey Industries, Inc.
SJIU
$5.29M
2
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$631K
3
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
$400K
4
AYTU icon
AYTU BioPharma
AYTU
$297K
5
STTK icon
Shattuck Labs
STTK
$296K

Sector Composition

1 Financials 1.53%
2 Technology 0.37%
3 Healthcare 0.13%
4 Energy 0.12%
5 Consumer Discretionary 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHR.PRA
1
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$26.2M 19.84% +13,427 New +$26.2M
AVTR.PRA
2
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$13.8M 10.43% +133,447 New +$13.8M
VRP icon
3
Invesco Variable Rate Preferred ETF
VRP
$2.17B
$1.71M 1.29% +70,000 New +$1.71M
DTP
4
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$1.26M 0.96% +23,724 New +$1.26M
ASAQ
5
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$247K 0.19% +25,000 New +$247K
ABGI
6
DELISTED
ABG Acquisition Corp. I Class A Ordinary Shares
ABGI
$245K 0.19% +25,000 New +$245K
HCAR
7
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$245K 0.19% +25,000 New +$245K
SLAM
8
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$245K 0.19% +25,100 New +$245K
TWOA
9
DELISTED
two
TWOA
$245K 0.19% +25,003 New +$245K
DALS
10
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$244K 0.18% +25,003 New +$244K
LHAA
11
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$244K 0.18% +25,026 New +$244K
PSQH icon
12
PSQ Holdings
PSQH
$76.2M
$242K 0.18% +25,000 New +$242K
OPFI icon
13
OppFi
OPFI
$290M
$204K 0.15% +59,438 New +$204K
STTK icon
14
Shattuck Labs
STTK
$47M
$168K 0.13% 39,467 -69,468 -64% -$296K
VAQC
15
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$165K 0.12% +16,888 New +$165K
USWS
16
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$160K 0.12% 145,525 -363,812 -71% -$400K
FTEV
17
DELISTED
FinTech Evolution Acquisition Group
FTEV
$56K 0.04% +5,705 New +$56K
BLSA
18
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$55K 0.04% +5,603 New +$55K
BITE
19
DELISTED
Bite Acquisition Corp.
BITE
$51K 0.04% +5,200 New +$51K
OPFI.WS icon
20
OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OPFI.WS
$47.8M
$15K 0.01% +29,719 New +$15K
LMST
21
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$12K 0.01% +573 New +$12K
FL icon
22
Foot Locker
FL
$2.36B
$8K 0.01% +271 New +$8K
OBT icon
23
Orange County Bancorp
OBT
$357M
$4K ﹤0.01% +98 New +$4K
DOLE icon
24
Dole
DOLE
$1.4B
$1K ﹤0.01% +102 New +$1K
AYTU icon
25
AYTU BioPharma
AYTU
$21.1M
– – -49,590 Closed -$297K
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