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Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$11.4M
Cap. Flow
-$75.8M
Cap. Flow %
-36.96%
Top 10 Hldgs %
72.25%
Holding
202
New
75
Increased
13
Reduced
23
Closed
73

Top Buys

Rank Stock Value
1
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$3.69M
2
SDS icon
ProShares UltraShort S&P500
SDS
+$1.18M
3
PII icon
Polaris
PII
+$750K
4
RNG icon
RingCentral
RNG
+$628K
5
IMBI
iMedia Brands, Inc. Class A Common Stock
IMBI
+$625K

Top Sells

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$7.15M
2
SBUX icon
Starbucks
SBUX
+$1.48M
3
AAP icon
Advance Auto Parts
AAP
+$1.3M
4
GIII icon
G-III Apparel Group
GIII
+$1.1M
5
V icon
Visa
V
+$1.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.2%
2 Healthcare 5.36%
3 Technology 3.4%
4 Consumer Discretionary 2.76%
5 Communication Services 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$16.4M 8%
183,000
– –
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$16.3M 7.96%
79,500
+17,000
+27% +$3.42M
EVFM
3
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$3.29M 1.6%
+4,879
New +$3.69M
VXX
4
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.05M 1.48%
6,042
-14,552
-71% -$7.15M
TZA icon
5
Direxion Daily Small Cap Bear 3x ETF
TZA
$240M
$2.46M 1.2%
128
-5
-4% -$116K
SDS icon
6
ProShares UltraShort S&P500
SDS
$386M
$1.1M 0.54%
+500
New +$1.18M
PII icon
7
Polaris
PII
$3.49B
$756K 0.37%
+5,000
New +$750K
RNG icon
8
RingCentral
RNG
$5.86B
$746K 0.36%
+50,000
New +$628K
OFIX icon
9
Orthofix Medical
OFIX
$373M
$661K 0.32%
22,000
+15,500
+238% +$454K
IMBI
10
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$659K 0.32%
+10,000
New +$625K
FTNT icon
11
Fortinet
FTNT
$116B
$613K 0.3%
+100,000
New +$539K
HSTM icon
12
HealthStream
HSTM
$840M
$590K 0.29%
+20,000
New +$568K
MASI
13
DELISTED
Masimo
MASI
$579K 0.28%
22,000
+500
+2% +$12.3K
SKX
14
DELISTED
Skechers
SKX
$553K 0.27%
30,000
-1,500
-5% -$28K
SQBG
15
DELISTED
Sequential Brands Group, Inc.
SQBG
$536K 0.26%
+1,025
New +$503K
HOLX
16
DELISTED
Hologic
HOLX
$535K 0.26%
20,000
+10,000
+100% +$258K
BDX icon
17
Becton Dickinson
BDX
$48.8B
$494K 0.24%
+3,639
New +$465K
WFC.WS
18
DELISTED
Wells Fargo & Company Ws
WFC.WS
$454K 0.22%
+21,242
New +$438K
VOLC
19
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$447K 0.22%
25,000
+2,500
+11% +$30K
HTWR
20
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$441K 0.22%
+6,000
New +$456K
NXGN
21
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$429K 0.21%
+27,500
New +$402K
CSII
22
DELISTED
Cardiovascular Systems, Inc.
CSII
$421K 0.21%
+14,000
New +$400K
FIVE icon
23
Five Below
FIVE
$14B
$408K 0.2%
10,000
+9,320
+1,371% +$377K
TNDM icon
24
Tandem Diabetes Care
TNDM
$1.38B
$381K 0.19%
3,000
+970
+48% +$134K
UAM
25
DELISTED
Universal American Corp
UAM
$371K 0.18%
+40,000
New +$348K
1
2 3 4 5

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Piper Sandler & Co's Q4 2014 Portfolio in Review

As of Q4 2014, Piper Sandler & Co held 202 positions worth $205M, up 5.9% from $194M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Piper Sandler & Co withdrew a net $75.8M in Q4 2014, closing 73 positions and reducing 23 holdings. Its most notable exit was Advance Auto Parts, an estimated $1.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 85% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Piper Sandler & Co opened a new position in Evofem Biosciences, Inc. Common Stock worth $3.29M.

  • Piper Sandler & Co's largest Q4 2014 buy was Evofem Biosciences, Inc. Common Stock: 4,879 shares worth $3.29M.
  • Piper Sandler & Co added most to Orthofix Medical in Q4 2014, an estimated $454K increase.
  • Piper Sandler & Co's biggest Q4 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $7.15M.
  • Piper Sandler & Co fully exited Advance Auto Parts in Q4 2014, selling an estimated $1.3M.
  • Piper Sandler & Co's ten largest holdings make up 72% of its $205M portfolio in Q4 2014.
  • Piper Sandler & Co opened 75 new positions and closed 73 in Q4 2014.
  • Piper Sandler & Co's portfolio value rose 5.9% quarter-over-quarter to $205M.

Based on Piper Sandler & Co's 13F filing for Q4 2014, filed 17 Feb 2015.