PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
+3.15%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$152M
AUM Growth
+$152M
Cap. Flow
-$12.9M
Cap. Flow %
-8.48%
Top 10 Hldgs %
76.63%
Holding
169
New
52
Increased
11
Reduced
23
Closed
61

Top Buys

1
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
$2.75M
2
IMMR icon
Immersion
IMMR
$919K
3
TEVA icon
Teva Pharmaceuticals
TEVA
$857K
4
LCI
Lannett Company, Inc.
LCI
$713K
5
LOCK
LifeLock, Inc.
LOCK
$697K

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.52M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.05M
3
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
$2.26M
4
ALXN
Alexion Pharmaceuticals Inc
ALXN
$1.13M
5
ATHN
Athenahealth, Inc.
ATHN
$1.02M

Sector Composition

1 Technology 8.39%
2 Healthcare 5.8%
3 Communication Services 1.47%
4 Industrials 1.19%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$19.6M 11.72% 169,500 -30,500 -15% -$3.52M
CTRX
2
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$2.75M 1.65% +45,000 New +$2.75M
VXX
3
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$2.51M 1.51% 125,000 +5,000 +4% +$101K
TZA icon
4
Direxion Daily Small Cap Bear 3x Shares
TZA
$296M
$2.03M 1.22% 210,000 -90,000 -30% -$870K
SPXU icon
5
ProShares UltraPro Short S&P 500
SPXU
$527M
$1.76M 1.06% 50,000 – –
OFIX icon
6
Orthofix Medical
OFIX
$592M
$1.16M 0.69% 35,000 -1,000 -3% -$33.1K
IMPR
7
DELISTED
IMPRIVATA, INC COM
IMPR
$1.02M 0.61% 62,500 -12,500 -17% -$205K
IMMR icon
8
Immersion
IMMR
$229M
$919K 0.55% +72,500 New +$919K
TEVA icon
9
Teva Pharmaceuticals
TEVA
$21.1B
$857K 0.51% +14,500 New +$857K
SAAS
10
DELISTED
inContact, Inc.
SAAS
$740K 0.44% 75,000 +3,376 +5% +$33.3K
LCI
11
DELISTED
Lannett Company, Inc.
LCI
$713K 0.43% +12,000 New +$713K
LOCK
12
DELISTED
LifeLock, Inc.
LOCK
$697K 0.42% +42,500 New +$697K
GLUU
13
DELISTED
Glu Mobile Inc.
GLUU
$683K 0.41% +110,000 New +$683K
ESRX
14
DELISTED
Express Scripts Holding Company
ESRX
$667K 0.4% 7,500 -1,500 -17% -$133K
WBMD
15
DELISTED
WebMD Health Corp.
WBMD
$664K 0.4% 15,000 -8,500 -36% -$376K
BEAT
16
DELISTED
BioTelemetry, Inc.
BEAT
$660K 0.4% +70,000 New +$660K
GPRO icon
17
GoPro
GPRO
$247M
$659K 0.4% 12,500 -2,500 -17% -$132K
AAPL icon
18
Apple
AAPL
$3.45T
$627K 0.38% +5,000 New +$627K
IMAX icon
19
IMAX
IMAX
$1.54B
$604K 0.36% +15,000 New +$604K
EVHC
20
DELISTED
Envision Healthcare Holdings Inc
EVHC
$592K 0.35% 15,000 +5,000 +50% +$197K
RKUS
21
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$517K 0.31% 50,000 – –
SNN icon
22
Smith & Nephew
SNN
$16.3B
$509K 0.31% +15,000 New +$509K
RNG icon
23
RingCentral
RNG
$2.76B
$508K 0.3% 27,500 -12,500 -31% -$231K
PXLW icon
24
Pixelworks
PXLW
$46M
$500K 0.3% 85,000 +55,000 +183% +$324K
MLNX
25
DELISTED
Mellanox Technologies, Ltd.
MLNX
$486K 0.29% 10,000 -5,000 -33% -$243K
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