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Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+3.47%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$167M
AUM Growth
-$74M
Cap. Flow
-$105M
Cap. Flow %
-62.81%
Top 10 Hldgs %
77.31%
Holding
160
New
51
Increased
11
Reduced
24
Closed
61

Top Buys

Rank Stock Value
1
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$2.7M
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$894K
3
IMMR icon
Immersion
IMMR
+$819K
4
LCI
Lannett Company, Inc.
LCI
+$720K
5
GLUU
Glu Mobile Inc.
GLUU
+$674K

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.33M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.05M
3
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$1.79M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$1.13M
5
ATHN
Athenahealth, Inc.
ATHN
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 7.67%
2 Healthcare 5.3%
3 Communication Services 1.34%
4 Industrials 1.09%
5 Consumer Discretionary 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$19.6M 11.72%
169,500
-30,500
-15% -$3.33M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$14.4M 8.64%
70,000
-157,000
-69% -$33M
CTRX
3
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$2.75M 1.65%
+45,000
New +$2.7M
VXX
4
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$2.51M 1.51%
7,813
+313
+4% +$102K
TZA icon
5
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
$2.03M 1.22%
131
-57
-30% -$898K
SPXU icon
6
ProShares UltraPro Short S&P 500
SPXU
$436M
$1.76M 1.06%
125
– –
OFIX icon
7
Orthofix Medical
OFIX
$455M
$1.16M 0.69%
35,000
-1,000
-3% -$34.4K
IMPR
8
DELISTED
IMPRIVATA, INC COM
IMPR
$1.02M 0.61%
62,500
-12,500
-17% -$188K
IMMR icon
9
Immersion
IMMR
$216M
$919K 0.55%
+72,500
New +$819K
TEVA icon
10
Teva Pharmaceuticals
TEVA
$35.9B
$857K 0.51%
+14,500
New +$894K
SAAS
11
DELISTED
inContact, Inc.
SAAS
$740K 0.44%
75,000
+3,376
+5% +$34.6K
LCI
12
DELISTED
Lannett Company, Inc.
LCI
$713K 0.43%
+3,000
New +$720K
LOCK
13
DELISTED
LifeLock, Inc.
LOCK
$697K 0.42%
+42,500
New +$657K
GLUU
14
DELISTED
Glu Mobile Inc.
GLUU
$683K 0.41%
+110,000
New +$674K
ESRX
15
DELISTED
Express Scripts Holding Company
ESRX
$667K 0.4%
7,500
-1,500
-17% -$131K
WBMD
16
DELISTED
WebMD Health Corp.
WBMD
$664K 0.4%
15,000
-8,500
-36% -$388K
BEAT
17
DELISTED
BioTelemetry, Inc.
BEAT
$660K 0.4%
+70,000
New +$648K
GPRO icon
18
GoPro
GPRO
$116M
$659K 0.4%
12,500
-2,500
-17% -$128K
AAPL icon
19
Apple
AAPL
$4.89T
$627K 0.38%
+20,000
New +$640K
IMAX icon
20
IMAX
IMAX
$2.38B
$604K 0.36%
+15,000
New +$582K
EVHC
21
DELISTED
Envision Healthcare Holdings Inc
EVHC
$592K 0.35%
5,010
+1,670
+50% +$190K
RKUS
22
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$517K 0.31%
50,000
– –
SNN icon
23
Smith & Nephew
SNN
$12.9B
$509K 0.31%
+15,000
New +$521K
RNG icon
24
RingCentral
RNG
$4.05B
$508K 0.3%
27,500
-12,500
-31% -$218K
PXLW icon
25
Pixelworks
PXLW
$38.8M
$500K 0.3%
7,083
+4,583
+183% +$288K
1
2 3 4 5

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SAM
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FHM
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IOOF
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BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
IWA
Independent Wealth Advisors Cary, North Carolina $102M AUM

Piper Sandler & Co's Q2 2015 Portfolio in Review

As of Q2 2015, Piper Sandler & Co held 160 positions worth $167M, down 31% from $241M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Piper Sandler & Co withdrew a net $105M in Q2 2015, closing 61 positions and reducing 24 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $3.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Piper Sandler & Co opened a new position in CATAMARAN CORP COM STK (CDA) worth $2.75M.

  • Piper Sandler & Co's largest Q2 2015 buy was CATAMARAN CORP COM STK (CDA): 45,000 shares worth $2.75M.
  • Piper Sandler & Co added most to Pixelworks in Q2 2015, an estimated $288K increase.
  • Piper Sandler & Co's biggest Q2 2015 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $3.33M.
  • Piper Sandler & Co fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q2 2015, selling an estimated $3.05M.
  • Piper Sandler & Co's ten largest holdings make up 77% of its $167M portfolio in Q2 2015.
  • Piper Sandler & Co opened 51 new positions and closed 61 in Q2 2015.
  • Piper Sandler & Co's portfolio value fell 31% quarter-over-quarter to $167M.

Based on Piper Sandler & Co's 13F filing for Q2 2015, filed 14 Aug 2015.