PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
-1.75%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$75.8M
AUM Growth
+$75.8M
Cap. Flow
+$33.9M
Cap. Flow %
44.72%
Top 10 Hldgs %
99.58%
Holding
28
New
11
Increased
2
Reduced
–
Closed
7

Top Buys

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$18.3M
2
DYNC
Vistra Energy Corp.
DYNC
$10.3M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$5.71M
4
TMDX icon
Transmedics
TMDX
$870K
5
SEEL
Seelos Therapeutics, Inc. Common Stock
SEEL
$361K

Top Sells

1
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$1.97M
2
FIS icon
Fidelity National Information Services
FIS
$8K
3
BMY icon
Bristol-Myers Squibb
BMY
$4K
4
CRNX icon
Crinetics Pharmaceuticals
CRNX
$4K
5
SXC icon
SunCoke Energy
SXC
$2K

Sector Composition

1 Energy 3.24%
2 Healthcare 2.01%
3 Technology 0.01%
4 Industrials 0.01%
5 Communication Services 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DCUD
1
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$28.7M 37.89% 574,128 +365,989 +176% +$18.3M
DYNC
2
DELISTED
Vistra Energy Corp.
DYNC
$18.1M 23.84% 195,582 +111,773 +133% +$10.3M
NEE.PRR
3
DELISTED
NextEra Energy, Inc.
NEE.PRR
$5.71M 7.53% +87,898 New +$5.71M
USWS
4
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$2.46M 3.24% 509,337 – –
TMDX icon
5
Transmedics
TMDX
$3.92B
$870K 1.15% +30,000 New +$870K
SEEL
6
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$361K 0.48% +164,778 New +$361K
GBT
7
DELISTED
Global Blood Therapeutics, Inc.
GBT
$288K 0.38% +5,484 New +$288K
BRSS
8
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$9K 0.01% +200 New +$9K
CRM icon
9
Salesforce
CRM
$245B
$6K 0.01% +38 New +$6K
GRUB
10
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$6K 0.01% +71 New +$6K
GOOGL icon
11
Alphabet (Google) Class A
GOOGL
$2.57T
$3K ﹤0.01% +3 New +$3K
MOTS
12
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$2K ﹤0.01% +695 New +$2K
RLM
13
DELISTED
Realm Therapeutics plc American Depositary Shares
RLM
$2K ﹤0.01% +611 New +$2K
IMI
14
DELISTED
Intermolecular, Inc.
IMI
$1K ﹤0.01% +1,000 New +$1K
BMY icon
15
Bristol-Myers Squibb
BMY
$96B
– – -88 Closed -$4K
CRNX icon
16
Crinetics Pharmaceuticals
CRNX
$2.92B
– – -162 Closed -$4K
FIS icon
17
Fidelity National Information Services
FIS
$36.5B
– – -73 Closed -$8K
SXC icon
18
SunCoke Energy
SXC
$654M
– – -279 Closed -$2K
ATTO
19
DELISTED
Atento S.A.
ATTO
– – -100 Closed –
RYAM.PRA
20
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
– – -20,000 Closed -$1.97M
GG
21
DELISTED
Goldcorp Inc
GG
– – -100 Closed -$1K