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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+0.45%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$115M
AUM Growth
-$3.77M
Cap. Flow
-$35.6M
Cap. Flow %
-30.89%
Top 10 Hldgs %
75.49%
Holding
155
New
60
Increased
8
Reduced
16
Closed
59

Top Buys

Rank Stock Value
1
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$1.89M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.38M
3
RWM icon
ProShares Short Russell2000
RWM
+$1.26M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$1.2M
5
FIO
FUSION-IO INC COM
FIO
+$900K

Top Sells

Rank Stock Value
1
UIS.PRA
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
+$5.16M
2
HIMX
Himax Technologies
HIMX
+$1.46M
3
AAPL icon
Apple
AAPL
+$1.28M
4
FTNT icon
Fortinet
FTNT
+$1.15M
5
GE icon
GE Aerospace
GE
+$841K

Sector Composition

Rank Sector Weight
1 Technology 7.88%
2 Consumer Discretionary 2.99%
3 Healthcare 1.93%
4 Financials 0.97%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$13.8M 11.96%
188,000
+18,627
+11% +$1.38M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$13.1M 11.35%
70,000
-27,500
-28% -$5.05M
RWM icon
3
ProShares Short Russell2000
RWM
$122M
$1.24M 1.07%
+18,750
New +$1.26M
SDS icon
4
ProShares UltraShort S&P500
SDS
$406M
$1.14M 0.99%
+401
New +$1.2M
KFX
5
DELISTED
KOFAX LIMITED COM STK
KFX
$916K 0.79%
+105,665
New +$834K
TVIX
6
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$911K 0.79%
+1
New +$1.89M
FIO
7
DELISTED
FUSION-IO INC COM
FIO
$894K 0.78%
+85,000
New +$900K
DECK icon
8
Deckers Outdoor
DECK
$13.3B
$797K 0.69%
+60,000
New +$793K
ATML
9
DELISTED
ATMEL CORP
ATML
$627K 0.54%
75,000
+50,000
+200% +$410K
META icon
10
Meta Platforms (Facebook)
META
$1.51T
$602K 0.52%
+10,000
New +$634K
BKNG icon
11
Booking.com
BKNG
$138B
$596K 0.52%
+12,500
New +$617K
CRM icon
12
Salesforce
CRM
$134B
$571K 0.5%
+10,000
New +$598K
WFC.PRL icon
13
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$555K 0.48%
+473
New +$549K
VVTV
14
DELISTED
VALUEVISION MEDIA INC
VVTV
$549K 0.48%
112,900
-69,850
-38% -$411K
AVG
15
DELISTED
AVG Technologies N.V.
AVG
$524K 0.45%
+25,000
New +$458K
CKSW
16
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$506K 0.44%
+50,000
New +$471K
SIMO icon
17
Silicon Motion
SIMO
$9.19B
$503K 0.44%
+30,000
New +$484K
EXTR icon
18
Extreme Networks
EXTR
$3.86B
$493K 0.43%
85,000
+55,000
+183% +$349K
C icon
19
Citigroup
C
$222B
$476K 0.41%
10,000
-2,500
-20% -$125K
CPRI icon
20
Capri Holdings
CPRI
$1.77B
$466K 0.4%
+5,000
New +$452K
CIEN icon
21
Ciena
CIEN
$55.3B
$455K 0.39%
+20,000
New +$470K
WPRT
22
Westport Fuel Systems
WPRT
$36.5M
$434K 0.38%
+3,000
New +$518K
ZTS icon
23
Zoetis
ZTS
$31.6B
$434K 0.38%
+15,000
New +$458K
SHOR
24
DELISTED
ShoreTel, Inc.
SHOR
$430K 0.37%
50,000
+7,500
+18% +$64.7K
DZSI
25
DELISTED
DZS Inc. Common Stock
DZSI
$422K 0.37%
20,000
-2,100
-10% -$47.4K
1
2 3 4 5

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LIC
Laurus Investment Counsel Toronto, Canada $102M AUM 0% 1-Year Est. Return
SAM
Stembrook Asset Management Red Bank, New Jersey $102M AUM
FHM
Framtiden Holdings Management Chicago, Illinois $102M AUM
IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
IWA
Independent Wealth Advisors Cary, North Carolina $102M AUM

Piper Sandler & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Piper Sandler & Co held 155 positions worth $115M, down 3.2% from $119M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Piper Sandler & Co withdrew a net $35.6M in Q1 2014, closing 59 positions and reducing 16 holdings. Its most notable exit was UNISYS CORP 6.25% MANDATORY CNV PFD, an estimated $5.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $911K.

  • Piper Sandler & Co's largest Q1 2014 buy was VelocityShares Daily 2x VIX Short Term ETN: 1 share worth $911K.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2014, an estimated $1.38M increase.
  • Piper Sandler & Co's biggest Q1 2014 reduction was Himax Technologies, cutting an estimated $1.46M.
  • Piper Sandler & Co fully exited UNISYS CORP 6.25% MANDATORY CNV PFD in Q1 2014, selling an estimated $5.16M.
  • Piper Sandler & Co's ten largest holdings make up 75% of its $115M portfolio in Q1 2014.
  • Piper Sandler & Co opened 60 new positions and closed 59 in Q1 2014.
  • Piper Sandler & Co's portfolio value fell 3.2% quarter-over-quarter to $115M.

Based on Piper Sandler & Co's 13F filing for Q1 2014, filed 15 May 2014.