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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+0.67%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$52.1M
AUM Growth
+$28.9M
Cap. Flow
-$20.5M
Cap. Flow %
-39.22%
Top 10 Hldgs %
99.96%
Holding
23
New
9
Increased
1
Reduced
1
Closed
8

Top Buys

Rank Stock Value
1
NTNX icon
Nutanix
NTNX
+$962K
2
CCN
CardConnect Corp.
CCN
+$536K
3
IBKR icon
Interactive Brokers
IBKR
+$128K
4
CALD
Callidus Software, Inc.
CALD
+$97.9K
5
TCMD icon
Tactile Systems Technology
TCMD
+$55.6K

Top Sells

Rank Stock Value
1
VTVT icon
vTv Therapeutics
VTVT
+$1.56M
2
NTRS icon
Northern Trust
NTRS
+$532K
3
MR
Montage Resources Corporation Common Stock
MR
+$418K
4
RIOT icon
Riot Platforms
RIOT
+$9K
5
PDEX icon
Pro-Dex
PDEX
+$5K

Sector Composition

Rank Sector Weight
1 Healthcare 2.66%
2 Technology 2.07%
3 Financials 1.25%
4 Energy 0.01%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTVT icon
1
vTv Therapeutics
VTVT
$121M
$1.31M 2.51%
4,555
-6,470
-59% -$1.56M
NTNX icon
2
Nutanix
NTNX
$14.9B
$962K 1.84%
+26,000
New +$962K
CCN
3
DELISTED
CardConnect Corp.
CCN
$524K 1%
+53,602
New +$536K
IBKR icon
4
Interactive Brokers
IBKR
$40.9B
$127K 0.24%
+14,400
New +$128K
CALD
5
DELISTED
Callidus Software, Inc.
CALD
$110K 0.21%
6,009
+5,009
+501% +$97.9K
TCMD icon
6
Tactile Systems Technology
TCMD
$620M
$68K 0.13%
+3,623
New +$55.6K
EGRX
7
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$7K 0.01%
+100
New +$5.54K
NPTN
8
DELISTED
NEOPHOTONICS CORP
NPTN
$5K 0.01%
+300
New +$4.22K
RIGP
9
DELISTED
Transocean Partners LLC
RIGP
$4K 0.01%
+300
New +$3.52K
AXON
10
Axon Enterprise
AXON
$40.5B
$3K 0.01%
+100
New +$2.78K
CHMI
11
Cherry Hill Mortgage Investment Corp
CHMI
$83M
– –
-40
Closed -$1K
VISN
12
Vistance Networks Inc
VISN
$2.66B
$0 ﹤0.01%
+5
New +$151
NTRS icon
13
Northern Trust
NTRS
$22.2B
– –
-8,022
Closed -$532K
PBT
14
Permian Basin Royalty Trust
PBT
$1.36B
– –
-1
Closed –
PDEX icon
15
Pro-Dex
PDEX
$175M
– –
-973
Closed -$5K
RIOT icon
16
Riot Platforms
RIOT
$8.52B
– –
-2,500
Closed -$9K
SPY icon
17
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-90,900
Closed -$19M
XLE icon
18
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
– –
-20,000
Closed -$682K
MR
19
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-8,333
Closed -$418K

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Laurus Investment Counsel Toronto, Canada $102M AUM 0% 1-Year Est. Return
SAM
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FHM
Framtiden Holdings Management Chicago, Illinois $102M AUM
IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
IWA
Independent Wealth Advisors Cary, North Carolina $102M AUM

Piper Sandler & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Piper Sandler & Co held 23 positions worth $52.1M, up 124% from $23.3M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Piper Sandler & Co withdrew a net $20.5M in Q3 2016, closing 8 positions and reducing 1 holding. Its most notable exit was Northern Trust, an estimated $532K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

Against the trend, Piper Sandler & Co opened a new position in Nutanix worth $962K.

  • Piper Sandler & Co's largest Q3 2016 buy was Nutanix: 26,000 shares worth $962K.
  • Piper Sandler & Co added most to Callidus Software, Inc. in Q3 2016, an estimated $97.9K increase.
  • Piper Sandler & Co's biggest Q3 2016 reduction was vTv Therapeutics, cutting an estimated $1.56M.
  • Piper Sandler & Co fully exited Northern Trust in Q3 2016, selling an estimated $532K.
  • Piper Sandler & Co's ten largest holdings make up 100% of its $52.1M portfolio in Q3 2016.
  • Piper Sandler & Co opened 9 new positions and closed 8 in Q3 2016.
  • Piper Sandler & Co's portfolio value rose 124% quarter-over-quarter to $52.1M.

Based on Piper Sandler & Co's 13F filing for Q3 2016, filed 14 Nov 2016.