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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.67%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$52.1M
AUM Growth
+$28.9M
Cap. Flow
-$728K
Cap. Flow %
-1.4%
Top 10 Hldgs %
99.96%
Holding
23
New
9
Increased
1
Reduced
1
Closed
8

Top Buys

Rank Stock Value
1
NTNX icon
Nutanix
NTNX
+$962K
2
CCN
CardConnect Corp.
CCN
+$536K
3
IBKR icon
Interactive Brokers
IBKR
+$128K
4
CALD
Callidus Software, Inc.
CALD
+$97.9K
5
TCMD icon
Tactile Systems Technology
TCMD
+$55.6K

Top Sells

Rank Stock Value
1
VTVT icon
vTv Therapeutics
VTVT
+$1.56M
2
NTRS icon
Northern Trust
NTRS
+$532K
3
MR
Montage Resources Corporation Common Stock
MR
+$418K
4
RIOT icon
Riot Platforms
RIOT
+$9K
5
PDEX icon
Pro-Dex
PDEX
+$5K

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.02%
2 Healthcare 2.66%
3 Technology 2.07%
4 Financials 1.25%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTVT icon
1
vTv Therapeutics
VTVT
$130M
$1.31M 2.51%
4,555
-6,470
-59% -$1.56M
NTNX icon
2
Nutanix
NTNX
$18.2B
$962K 1.84%
+26,000
New +$962K
CCN
3
DELISTED
CardConnect Corp.
CCN
$524K 1%
+53,602
New +$536K
IBKR icon
4
Interactive Brokers
IBKR
$41.2B
$127K 0.24%
+14,400
New +$128K
CALD
5
DELISTED
Callidus Software, Inc.
CALD
$110K 0.21%
6,009
+5,009
+501% +$97.9K
TCMD icon
6
Tactile Systems Technology
TCMD
$492M
$68K 0.13%
+3,623
New +$55.6K
EGRX
7
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$7K 0.01%
+100
New +$5.54K
NPTN
8
DELISTED
NEOPHOTONICS CORP
NPTN
$5K 0.01%
+300
New +$4.22K
RIGP
9
DELISTED
Transocean Partners LLC
RIGP
$4K 0.01%
+300
New +$3.52K
AXON
10
Axon Enterprise
AXON
$41.1B
$3K 0.01%
+100
New +$2.78K
CHMI
11
Cherry Hill Mortgage Investment Corp
CHMI
$110M
– –
-40
Closed -$1K
VISN
12
Vistance Networks Inc
VISN
$1.49B
$0 ﹤0.01%
+5
New +$151
NTRS icon
13
Northern Trust
NTRS
$33.8B
– –
-8,022
Closed -$532K
PBT
14
Permian Basin Royalty Trust
PBT
$1.62B
– –
-1
Closed –
PDEX icon
15
Pro-Dex
PDEX
$213M
– –
-973
Closed -$5K
RIOT icon
16
Riot Platforms
RIOT
$8.35B
– –
-2,500
Closed -$9K
SPY icon
17
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-90,900
Closed -$19M
XLE icon
18
PUT
State Street Energy Select Sector SPDR ETF
XLE
$42.6B
– –
-20,000
Closed -$682K
MR
19
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-8,333
Closed -$418K

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PCMU
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PAG
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BFA
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AHIA
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BWS
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Piper Sandler & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Piper Sandler & Co held 23 positions worth $52.1M, up 124% from $23.3M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Piper Sandler & Co's Q3 2016 filing shows 9 new, 1 increased, 1 reduced and 8 closed positions. Its largest new stake was Nutanix: 26,000 shares worth $962K. The largest sale was vTv Therapeutics, an estimated $1.56M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 85% a quarter earlier, followed by Healthcare and Technology.

  • Piper Sandler & Co's largest Q3 2016 buy was Nutanix: 26,000 shares worth $962K.
  • Piper Sandler & Co added most to Callidus Software, Inc. in Q3 2016, an estimated $97.9K increase.
  • Piper Sandler & Co's biggest Q3 2016 reduction was vTv Therapeutics, cutting an estimated $1.56M.
  • Piper Sandler & Co fully exited Northern Trust in Q3 2016, selling an estimated $532K.
  • Piper Sandler & Co's ten largest holdings make up 100% of its $52.1M portfolio in Q3 2016.
  • Piper Sandler & Co opened 9 new positions and closed 8 in Q3 2016.
  • Piper Sandler & Co's portfolio value rose 124% quarter-over-quarter to $52.1M.

Based on Piper Sandler & Co's 13F filing for Q3 2016, filed 14 Nov 2016.