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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-0.1%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$89.4M
AUM Growth
-$31M
Cap. Flow
-$70.5M
Cap. Flow %
-78.85%
Top 10 Hldgs %
99.97%
Holding
21
New
5
Increased
–
Reduced
–
Closed
8

Top Buys

Rank Stock Value
1
NAV
Navistar International
NAV
+$225K
2
UPL
Ultra Petroleum Corp. Common Stock
UPL
+$94.8K
3
TCRT icon
Alaunos Therapeutics
TCRT
+$90.1K
4
CSCO icon
Cisco
CSCO
+$14.5K
5
AMNB
American National Bankshares Inc
AMNB
+$10.5K

Top Sells

Rank Stock Value
1
AINC
Ashford Inc.
AINC
+$159K
2
CLBK icon
Columbia Financial
CLBK
+$62K
3
ANDV
Andeavor
ANDV
+$15K
4
NTRA icon
Natera
NTRA
+$7K
5
ACIW icon
ACI Worldwide
ACIW
+$6K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.21%
2 Financials 0.07%
3 Healthcare 0.07%
4 Technology 0.02%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCUD
1
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
0
– –
NAV
2
DELISTED
Navistar International
NAV
$187K 0.21%
+7,199
New +$225K
TCRT icon
3
Alaunos Therapeutics
TCRT
$4.74M
$64K 0.07%
+228
New +$90.1K
UPL
4
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$57K 0.06%
+75,000
New +$94.8K
CSCO icon
5
Cisco
CSCO
$450B
$14K 0.02%
+316
New +$14.5K
AMNB
6
DELISTED
American National Bankshares Inc
AMNB
$9K 0.01%
+300
New +$10.5K
ACIW icon
7
ACI Worldwide
ACIW
$5.72B
– –
-200
Closed -$6K
CLBK icon
8
Columbia Financial
CLBK
$1.13B
– –
-3,719
Closed -$62K
NTRA icon
9
Natera
NTRA
$37.5B
– –
-277
Closed -$7K
VTAK icon
10
Catheter Precision
VTAK
$948K
– –
0
– -$6K
VYNE icon
11
VYNE Therapeutics
VYNE
$340K
– –
-12
Closed -$5.37K
AINC
12
DELISTED
Ashford Inc.
AINC
– –
-2,100
Closed -$159K
FSCT
13
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-9
Closed –
BKHU
14
DELISTED
Black Hills Corporation
BKHU
– –
-71
Closed -$4K
ANDV
15
DELISTED
Andeavor
ANDV
– –
-100
Closed -$15K

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Piper Sandler & Co's Q4 2018 Portfolio in Review

As of Q4 2018, Piper Sandler & Co held 21 positions worth $89.4M, down 26% from $120M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Piper Sandler & Co withdrew a net $70.5M in Q4 2018, closing 8 positions. Its most notable exit was Ashford Inc., an estimated $159K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.21% of assets, followed by Financials and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Navistar International worth $187K.

  • Piper Sandler & Co's largest Q4 2018 buy was Navistar International: 7,199 shares worth $187K.
  • Piper Sandler & Co fully exited Ashford Inc. in Q4 2018, selling an estimated $159K.
  • Piper Sandler & Co's ten largest holdings make up 100% of its $89.4M portfolio in Q4 2018.
  • Piper Sandler & Co opened 5 new positions and closed 8 in Q4 2018.
  • Piper Sandler & Co's portfolio value fell 26% quarter-over-quarter to $89.4M.

Based on Piper Sandler & Co's 13F filing for Q4 2018, filed 14 Feb 2019.