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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$134M
AUM Growth
+$26.4M
Cap. Flow
-$24.8M
Cap. Flow %
-18.61%
Top 10 Hldgs %
93.21%
Holding
31
New
10
Increased
1
Reduced
–
Closed
5

Top Buys

Rank Stock Value
1
SJIU
South Jersey Industries, Inc.
SJIU
+$2.11M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$1.02M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$563K
4
ALXO icon
ALX Oncology
ALXO
+$232K
5
BIPC icon
Brookfield Infrastructure
BIPC
+$188K

Top Sells

Rank Stock Value
1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.37M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$1.34M
3
FHN icon
First Horizon
FHN
+$23K
4
OYST
Oyster Point Pharma, Inc. Common Stock
OYST
+$14K
5
CNSL
Consolidated Communications Holdings, Inc.
CNSL
+$1K

Sector Composition

Rank Sector Weight
1 Healthcare 0.28%
2 Utilities 0.16%
3 Financials 0.11%
4 Energy 0.1%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJIU
1
DELISTED
South Jersey Industries, Inc.
SJIU
$4.95M 3.71%
148,256
+55,000
+59% +$2.11M
SRE.PRA
2
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$985K 0.74%
+10,000
New +$1.02M
FGNA.U
3
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$563K 0.42%
+56,250
New +$563K
ALXO icon
4
ALX Oncology
ALXO
$273M
$223K 0.17%
+5,900
New +$232K
BIPC icon
5
Brookfield Infrastructure
BIPC
$5.11B
$208K 0.16%
+5,639
New +$188K
USWS
6
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$138K 0.1%
24,254
– –
RBB icon
7
RBB Bancorp
RBB
$446M
$122K 0.09%
10,777
– –
KROS icon
8
Keros Therapeutics
KROS
$199M
$77K 0.06%
+2,000
New +$79.3K
PSTX
9
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$74K 0.06%
+8,298
New +$94.4K
FWONK icon
10
Liberty Media Series C
FWONK
$24.3B
$52K 0.04%
+1,484
New +$52.2K
MCHP icon
11
Microchip Technology
MCHP
$42.8B
$43K 0.03%
+836
New +$43.5K
NFH
12
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$18K 0.01%
+2,400
New +$19.7K
BANF icon
13
BancFirst
BANF
$3.92B
$12K 0.01%
+300
New +$12.6K
FHN icon
14
First Horizon
FHN
$12.1B
– –
-2,286
Closed -$23K
CNSL
15
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-200
Closed -$1K
OYST
16
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
– –
-500
Closed -$14K
CNP.PRB
17
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-179,024
Closed -$6.37M
CCI.PRA
18
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-900
Closed -$1.34M

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SAM
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FHM
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IOOF
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BU
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MBAML
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BHFP
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IWA
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Piper Sandler & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Piper Sandler & Co held 31 positions worth $134M, up 25% from $107M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

Piper Sandler & Co withdrew a net $24.8M in Q3 2020, closing 5 positions. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.28% of assets, up from 0.01% a quarter earlier, followed by Utilities and Financials.

Against the trend, Piper Sandler & Co opened a new position in Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A worth $985K.

  • Piper Sandler & Co's largest Q3 2020 buy was Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A: 10,000 shares worth $985K.
  • Piper Sandler & Co added most to South Jersey Industries, Inc. in Q3 2020, an estimated $2.11M increase.
  • Piper Sandler & Co fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q3 2020, selling an estimated $6.37M.
  • Piper Sandler & Co's ten largest holdings make up 93% of its $134M portfolio in Q3 2020.
  • Piper Sandler & Co opened 10 new positions and closed 5 in Q3 2020.
  • Piper Sandler & Co's portfolio value rose 25% quarter-over-quarter to $134M.

Based on Piper Sandler & Co's 13F filing for Q3 2020, filed 12 Nov 2020.