PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
-0.76%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$134M
AUM Growth
+$134M
Cap. Flow
-$3.65M
Cap. Flow %
-2.73%
Top 10 Hldgs %
93.21%
Holding
37
New
10
Increased
1
Reduced
–
Closed
5

Top Buys

1
SJIU
South Jersey Industries, Inc.
SJIU
$1.84M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$985K
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$563K
4
ALXO icon
ALX Oncology
ALXO
$223K
5
BIPC icon
Brookfield Infrastructure
BIPC
$208K

Top Sells

1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.37M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.34M
3
FHN icon
First Horizon
FHN
$23K
4
OYST
Oyster Point Pharma, Inc. Common Stock
OYST
$14K
5
CNSL
Consolidated Communications Holdings, Inc.
CNSL
$1K

Sector Composition

1 Healthcare 0.28%
2 Utilities 0.16%
3 Financials 0.11%
4 Energy 0.1%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SJIU
1
DELISTED
South Jersey Industries, Inc.
SJIU
$4.95M 3.71% 148,256 +55,000 +59% +$1.84M
SRE.PRA
2
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$985K 0.74% +10,000 New +$985K
FGNA.U
3
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$563K 0.42% +56,250 New +$563K
ALXO icon
4
ALX Oncology
ALXO
$62.7M
$223K 0.17% +5,900 New +$223K
BIPC icon
5
Brookfield Infrastructure
BIPC
$4.79B
$208K 0.16% +3,759 New +$208K
USWS
6
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$138K 0.1% 509,337 – –
RBB icon
7
RBB Bancorp
RBB
$349M
$122K 0.09% 10,777 – –
KROS icon
8
Keros Therapeutics
KROS
$618M
$77K 0.06% +2,000 New +$77K
PSTX
9
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$74K 0.06% +8,298 New +$74K
FWONK icon
10
Liberty Media Series C
FWONK
$25B
$52K 0.04% +1,435 New +$52K
MCHP icon
11
Microchip Technology
MCHP
$35.1B
$43K 0.03% +418 New +$43K
NFH
12
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$18K 0.01% +2,400 New +$18K
BANF icon
13
BancFirst
BANF
$4.43B
$12K 0.01% +300 New +$12K
FHN icon
14
First Horizon
FHN
$11.5B
– – -2,286 Closed -$23K
CNSL
15
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– – -200 Closed -$1K
OYST
16
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
– – -500 Closed -$14K
CNP.PRB
17
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– – -179,024 Closed -$6.37M
CCI.PRA
18
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– – -900 Closed -$1.34M