PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
-0.56%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$115M
AUM Growth
+$115M
Cap. Flow
-$44.7M
Cap. Flow %
-38.87%
Top 10 Hldgs %
94.47%
Holding
39
New
13
Increased
–
Reduced
–
Closed
13

Top Buys

1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$4.04M
2
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
$1.38M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.14M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$619K

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$28.7M
2
DYNC
Vistra Energy Corp.
DYNC
$18.1M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$5.71M
4
TMDX icon
Transmedics
TMDX
$870K
5
SEEL
Seelos Therapeutics, Inc. Common Stock
SEEL
$361K

Sector Composition

1 Energy 0.98%
2 Communication Services 0.03%
3 Healthcare 0%
4 Industrials 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNP.PRB
1
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$4.04M 3.51% +77,390 New +$4.04M
FTV.PRA
2
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.8M 1.57% +2,000 New +$1.8M
SJIU
3
DELISTED
South Jersey Industries, Inc.
SJIU
$1.38M 1.2% +26,677 New +$1.38M
CCI.PRA
4
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.14M 0.99% +900 New +$1.14M
USWS
5
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.12M 0.97% 509,337 – –
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$619K 0.54% +10,000 New +$619K
DTV
7
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$270K 0.23% +4,659 New +$270K
FOX icon
8
Fox Class B
FOX
$24.3B
$16K 0.01% +501 New +$16K
PARA
9
DELISTED
Paramount Global Class B
PARA
$13K 0.01% +327 New +$13K
ET icon
10
Energy Transfer Partners
ET
$60.8B
$5K ﹤0.01% +353 New +$5K
SRCI
11
DELISTED
SRC Energy Inc
SRCI
$5K ﹤0.01% +1,081 New +$5K
NEX
12
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$4K ﹤0.01% +727 New +$4K
LBTYA icon
13
Liberty Global Class A
LBTYA
$4B
$1K ﹤0.01% +36 New +$1K
CRM icon
14
Salesforce
CRM
$245B
– – -38 Closed -$6K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$2.57T
– – -3 Closed -$3K
RGEN icon
16
Repligen
RGEN
$6.88B
$0 ﹤0.01% +1 New –
TMDX icon
17
Transmedics
TMDX
$3.92B
– – -30,000 Closed -$870K
SEEL
18
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– – -164,778 Closed -$361K
MOTS
19
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
– – -695 Closed -$2K
GBT
20
DELISTED
Global Blood Therapeutics, Inc.
GBT
– – -5,484 Closed -$288K
GRUB
21
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– – -71 Closed -$6K
IMI
22
DELISTED
Intermolecular, Inc.
IMI
– – -1,000 Closed -$1K
NEE.PRR
23
DELISTED
NextEra Energy, Inc.
NEE.PRR
– – -87,898 Closed -$5.71M
DCUD
24
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– – -574,128 Closed -$28.7M
RLM
25
DELISTED
Realm Therapeutics plc American Depositary Shares
RLM
– – -611 Closed -$2K
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