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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$115M
AUM Growth
+$39.3M
Cap. Flow
-$48.8M
Cap. Flow %
-42.36%
Top 10 Hldgs %
94.47%
Holding
36
New
13
Increased
–
Reduced
–
Closed
13

Top Buys

Rank Stock Value
1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$3.94M
2
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$1.89M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$1.4M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$1.13M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$619K

Top Sells

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$28.7M
2
DYNC
Vistra Energy Corp.
DYNC
+$18.1M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$5.71M
4
TMDX icon
Transmedics
TMDX
+$870K
5
SEEL
Seelos Therapeutics, Inc. Common Stock
SEEL
+$361K

Sector Composition

Rank Sector Weight
1 Energy 0.98%
2 Communication Services 0.03%
3 Healthcare 0%
4 Industrials 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP.PRB
1
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$4.04M 3.51%
+77,390
New +$3.94M
FTV.PRA
2
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.8M 1.57%
+2,000
New +$1.89M
SJIU
3
DELISTED
South Jersey Industries, Inc.
SJIU
$1.38M 1.2%
+26,677
New +$1.4M
CCI.PRA
4
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.14M 0.99%
+900
New +$1.13M
USWS
5
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.11M 0.97%
24,254
– –
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$619K 0.54%
+10,000
New +$619K
DTV
7
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$270K 0.23%
+4,659
New +$265K
FOX icon
8
Fox Class B
FOX
$20.7B
$16K 0.01%
+501
New +$17.3K
PARA
9
DELISTED
Paramount Global Class B
PARA
$13K 0.01%
+327
New +$15.3K
ET icon
10
Energy Transfer Partners
ET
$70.1B
$5K ﹤0.01%
+353
New +$4.92K
SRCI
11
DELISTED
SRC Energy Inc
SRCI
$5K ﹤0.01%
+1,081
New +$4.88K
NEX
12
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$4K ﹤0.01%
+727
New +$4.26K
LBTYA icon
13
Liberty Global Class A
LBTYA
$3.31B
$1K ﹤0.01%
+36
New +$960
CRM icon
14
Salesforce
CRM
$134B
– –
-38
Closed -$6K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$3.91T
– –
-60
Closed -$3K
RGEN icon
16
Repligen
RGEN
$7.44B
$0 ﹤0.01%
+1
New +$87
TMDX icon
17
Transmedics
TMDX
$2.5B
– –
-30,000
Closed -$870K
SEEL
18
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
-43
Closed -$361K
MOTS
19
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
– –
-2
Closed -$2K
GBT
20
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-5,484
Closed -$288K
GRUB
21
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-36
Closed -$6K
IMI
22
DELISTED
Intermolecular, Inc.
IMI
– –
-1,000
Closed -$1K
NEE.PRR
23
DELISTED
NextEra Energy, Inc.
NEE.PRR
– –
-87,898
Closed -$5.71M
DCUD
24
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-574,128
Closed -$28.7M
RLM
25
DELISTED
Realm Therapeutics plc American Depositary Shares
RLM
– –
-611
Closed -$2K
1
2

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Piper Sandler & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Piper Sandler & Co held 36 positions worth $115M, up 52% from $75.8M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Piper Sandler & Co withdrew a net $48.8M in Q3 2019, closing 13 positions. Its most notable exit was Dominion Energy, Inc 2016 Series A Corporate Units, an estimated $28.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 0.98% of assets, down from 3.2% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S worth $4.04M.

  • Piper Sandler & Co's largest Q3 2019 buy was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S: 77,390 shares worth $4.04M.
  • Piper Sandler & Co fully exited Dominion Energy, Inc 2016 Series A Corporate Units in Q3 2019, selling an estimated $28.7M.
  • Piper Sandler & Co's ten largest holdings make up 94% of its $115M portfolio in Q3 2019.
  • Piper Sandler & Co opened 13 new positions and closed 13 in Q3 2019.
  • Piper Sandler & Co's portfolio value rose 52% quarter-over-quarter to $115M.

Based on Piper Sandler & Co's 13F filing for Q3 2019, filed 14 Nov 2019.