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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$35.7M
Cap. Flow
-$42.5M
Cap. Flow %
-17.64%
Top 10 Hldgs %
73.85%
Holding
186
New
58
Increased
36
Reduced
5
Closed
73

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.06M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
+$1.85M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.59M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$1.18M
5
ATHN
Athenahealth, Inc.
ATHN
+$1.13M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$1.1M
2
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$964K
3
PII icon
Polaris
PII
+$756K
4
FTNT icon
Fortinet
FTNT
+$613K
5
HSTM icon
HealthStream
HSTM
+$590K

Sector Composition

Rank Sector Weight
1 Healthcare 5.56%
2 Technology 5.5%
3 Industrials 1.15%
4 Communication Services 1.07%
5 Consumer Discretionary 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$46.9M 19.46%
227,000
+147,500
+186% +$30.4M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$19M 7.9%
200,000
+17,000
+9% +$1.59M
VXX
3
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.08M 1.28%
7,500
+1,458
+24% +$708K
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$3.05M 1.27%
+2,500
New +$3.06M
TZA icon
5
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
$3.03M 1.26%
188
+60
+47% +$1.1M
EVFM
6
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$2.49M 1.03%
3,371
-1,508
-31% -$964K
SPXU icon
7
ProShares UltraPro Short S&P 500
SPXU
$436M
$1.8M 0.75%
+125
New +$1.85M
OFIX icon
8
Orthofix Medical
OFIX
$455M
$1.29M 0.54%
36,000
+14,000
+64% +$440K
ALXN
9
DELISTED
Alexion Pharmaceuticals
ALXN
$1.13M 0.47%
+6,500
New +$1.18M
IMPR
10
DELISTED
IMPRIVATA, INC COM
IMPR
$1.05M 0.44%
75,000
+47,000
+168% +$648K
WBMD
11
DELISTED
WebMD Health Corp.
WBMD
$1.03M 0.43%
+23,500
New +$976K
ATHN
12
DELISTED
Athenahealth, Inc.
ATHN
$1.01M 0.42%
+8,500
New +$1.13M
IMBI
13
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$939K 0.39%
14,000
+4,000
+40% +$259K
ABCO
14
DELISTED
Advisory Board Co
ABCO
$852K 0.35%
+16,000
New +$816K
VCRA
15
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$843K 0.35%
+85,000
New +$839K
ESRX
16
DELISTED
Express Scripts Holding Company
ESRX
$781K 0.32%
+9,000
New +$755K
SAAS
17
DELISTED
inContact, Inc.
SAAS
$781K 0.32%
71,624
+51,624
+258% +$520K
TVTY
18
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$690K 0.29%
+35,000
New +$732K
MLNX
19
DELISTED
Mellanox Technologies, Ltd.
MLNX
$680K 0.28%
15,000
+7,500
+100% +$343K
GPRO icon
20
GoPro
GPRO
$116M
$651K 0.27%
+15,000
New +$707K
RKUS
21
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$644K 0.27%
50,000
+37,500
+300% +$420K
NXGN
22
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$639K 0.27%
40,000
+12,500
+45% +$207K
TWTR
23
DELISTED
Twitter, Inc.
TWTR
$626K 0.26%
+12,500
New +$554K
RNG icon
24
RingCentral
RNG
$4.05B
$613K 0.25%
40,000
-10,000
-20% -$151K
UNIS
25
DELISTED
Unilife Corporation
UNIS
$602K 0.25%
+15,000
New +$600K
1
2 3 4 5

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FHM
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IOOF
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BU
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MBAML
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BHFP
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IWA
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Piper Sandler & Co's Q1 2015 Portfolio in Review

As of Q1 2015, Piper Sandler & Co held 186 positions worth $241M, up 17% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Piper Sandler & Co withdrew a net $42.5M in Q1 2015, closing 73 positions and reducing 5 holdings. Its most notable exit was ProShares UltraShort S&P500, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.6% of assets, up from 5.2% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in Wells Fargo 7.5% Non Cumv Perp Conv worth $3.05M.

  • Piper Sandler & Co's largest Q1 2015 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 2,500 shares worth $3.05M.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2015, an estimated $1.59M increase.
  • Piper Sandler & Co's biggest Q1 2015 reduction was Evofem Biosciences, Inc. Common Stock, cutting an estimated $964K.
  • Piper Sandler & Co fully exited ProShares UltraShort S&P500 in Q1 2015, selling an estimated $1.1M.
  • Piper Sandler & Co's ten largest holdings make up 74% of its $241M portfolio in Q1 2015.
  • Piper Sandler & Co opened 58 new positions and closed 73 in Q1 2015.
  • Piper Sandler & Co's portfolio value rose 17% quarter-over-quarter to $241M.

Based on Piper Sandler & Co's 13F filing for Q1 2015, filed 15 May 2015.