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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$93.5M
AUM Growth
-$73.3M
Cap. Flow
-$82.1M
Cap. Flow %
-87.75%
Top 10 Hldgs %
75.11%
Holding
169
New
71
Increased
4
Reduced
22
Closed
63

Top Buys

Rank Stock Value
1
VTVT icon
vTv Therapeutics
VTVT
+$6.75M
2
AMBA icon
Ambarella
AMBA
+$708K
3
EW icon
Edwards Lifesciences
EW
+$652K
4
LMNX
Luminex Corp
LMNX
+$624K
5
IBB icon
iShares Biotechnology ETF
IBB
+$576K

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$19.6M
2
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$2.75M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$2.51M
4
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.31M
5
IMMR icon
Immersion
IMMR
+$919K

Sector Composition

Rank Sector Weight
1 Healthcare 15.55%
2 Technology 8.46%
3 Industrials 1.33%
4 Consumer Discretionary 1.27%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$7.67M 8.19%
40,000
-30,000
-43% -$6.09M
VTVT icon
2
vTv Therapeutics
VTVT
$121M
$5.05M 5.4%
+19,381
New +$6.75M
SPXU icon
3
ProShares UltraPro Short S&P 500
SPXU
$436M
$1.71M 1.83%
106
-19
-15% -$274K
TZA icon
4
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
$1.19M 1.28%
56
-75
-57% -$1.31M
OFIX icon
5
Orthofix Medical
OFIX
$455M
$996K 1.06%
29,500
-5,500
-16% -$196K
ESRX
6
DELISTED
Express Scripts Holding Company
ESRX
$648K 0.69%
8,000
+500
+7% +$43.5K
EW icon
7
Edwards Lifesciences
EW
$47.6B
$640K 0.68%
+27,000
New +$652K
LMNX
8
DELISTED
Luminex Corp
LMNX
$583K 0.62%
+34,500
New +$624K
SNN icon
9
Smith & Nephew
SNN
$12.9B
$525K 0.56%
15,000
– –
VCRA
10
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$513K 0.55%
45,000
+12,500
+38% +$146K
NTUS
11
DELISTED
Natus Medical Inc
NTUS
$493K 0.53%
+12,500
New +$531K
IBB icon
12
iShares Biotechnology ETF
IBB
$9.31B
$485K 0.52%
+4,800
New +$576K
ZLTQ
13
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$458K 0.49%
+14,300
New +$474K
CYBX
14
DELISTED
CYBERONICS INC
CYBX
$456K 0.49%
+7,500
New +$471K
MOH icon
15
Molina Healthcare
MOH
$10.3B
$448K 0.48%
+6,500
New +$482K
WCG
16
DELISTED
Wellcare Health Plans, Inc.
WCG
$444K 0.47%
+5,150
New +$451K
AMBA icon
17
Ambarella
AMBA
$2.99B
$433K 0.46%
+7,500
New +$708K
ATHN
18
DELISTED
Athenahealth, Inc.
ATHN
$433K 0.46%
+3,250
New +$424K
BEAT
19
DELISTED
BioTelemetry, Inc.
BEAT
$428K 0.46%
35,000
-35,000
-50% -$446K
ASRT
20
DELISTED
Assertio
ASRT
$424K 0.45%
375
+42
+13% +$71.7K
NUVA
21
DELISTED
NuVasive, Inc.
NUVA
$410K 0.44%
+8,500
New +$439K
OSIR
22
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$406K 0.43%
+22,000
New +$425K
TWTR
23
DELISTED
Twitter, Inc.
TWTR
$404K 0.43%
15,000
+5,000
+50% +$150K
ATML
24
DELISTED
ATMEL CORP
ATML
$404K 0.43%
+50,000
New +$415K
IMPR
25
DELISTED
IMPRIVATA, INC COM
IMPR
$391K 0.42%
22,000
-40,500
-65% -$724K
1
2 3 4 5

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SAM
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FHM
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IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
IWA
Independent Wealth Advisors Cary, North Carolina $102M AUM

Piper Sandler & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Piper Sandler & Co held 169 positions worth $93.5M, down 44% from $167M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Piper Sandler & Co withdrew a net $82.1M in Q3 2015, closing 63 positions and reducing 22 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $19.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in vTv Therapeutics worth $5.05M.

  • Piper Sandler & Co's largest Q3 2015 buy was vTv Therapeutics: 19,381 shares worth $5.05M.
  • Piper Sandler & Co added most to Twitter, Inc. in Q3 2015, an estimated $150K increase.
  • Piper Sandler & Co's biggest Q3 2015 reduction was Direxion Daily Small Cap Bear 3x ETF, cutting an estimated $1.31M.
  • Piper Sandler & Co fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2015, selling an estimated $19.6M.
  • Piper Sandler & Co's ten largest holdings make up 75% of its $93.5M portfolio in Q3 2015.
  • Piper Sandler & Co opened 71 new positions and closed 63 in Q3 2015.
  • Piper Sandler & Co's portfolio value fell 44% quarter-over-quarter to $93.5M.

Based on Piper Sandler & Co's 13F filing for Q3 2015, filed 16 Nov 2015.