PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
-2.54%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$118M
AUM Growth
+$118M
Cap. Flow
+$1.92M
Cap. Flow %
1.63%
Top 10 Hldgs %
82.95%
Holding
32
New
4
Increased
3
Reduced
–
Closed
1

Top Buys

1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$941K
2
SJIU
South Jersey Industries, Inc.
SJIU
$753K
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$396K
4
RBB icon
RBB Bancorp
RBB
$148K
5
STL
Sterling Bancorp
STL
$141K

Top Sells

1
MTLS
Materialise
MTLS
$469K

Sector Composition

1 Financials 0.26%
2 Energy 0.13%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNP.PRB
1
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$4.03M 3.4% 139,843 +32,671 +30% +$941K
SJIU
2
DELISTED
South Jersey Industries, Inc.
SJIU
$2.83M 2.39% 67,956 +18,111 +36% +$753K
FTV.PRA
3
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.84M 1.55% 2,550 +550 +28% +$396K
CCI.PRA
4
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.13M 0.95% 900 – –
BDXA
5
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$199K 0.17% 3,800 – –
USWS
6
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$153K 0.13% 509,337 – –
RBB icon
7
RBB Bancorp
RBB
$349M
$148K 0.13% +10,777 New +$148K
STL
8
DELISTED
Sterling Bancorp
STL
$141K 0.12% +13,500 New +$141K
UBSI icon
9
United Bankshares
UBSI
$5.43B
$14K 0.01% +601 New +$14K
HIMX
10
Himax Technologies
HIMX
$1.42B
$1K ﹤0.01% +411 New +$1K
MTLS
11
Materialise
MTLS
$302M
– – -25,600 Closed -$469K