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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-0.43%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$124M
AUM Growth
+$13.6M
Cap. Flow
-$36.2M
Cap. Flow %
-29.3%
Top 10 Hldgs %
81.82%
Holding
50
New
3
Increased
2
Reduced
–
Closed
11

Top Buys

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$2.39M
2
HARP
Harpoon Therapeutics, Inc. Common Stock
HARP
+$1.08M
3
RENEW
Cartesian Growth Corporation II Warrant
RENEW
+$67.6K
4
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$151
5
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
+$6

Top Sells

Rank Stock Value
1
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$1.67M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$258K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$164K
4
CABA icon
Cabaletta Bio
CABA
+$154K
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5K

Sector Composition

Rank Sector Weight
1 Financials 1.58%
2 Healthcare 0.54%
3 Technology 0.4%
4 Energy 0.1%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTP
1
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$7.29M 5.9%
145,319
+46,666
+47% +$2.39M
HARP
2
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
$563K 0.46%
+58,082
New +$1.08M
ASAQ
3
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$251K 0.2%
25,000
– –
SLAM
4
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$249K 0.2%
25,100
– –
HCAR
5
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$249K 0.2%
25,000
– –
ABGI
6
DELISTED
ABG Acquisition Corp. I
ABGI
$248K 0.2%
25,000
– –
TWOA
7
DELISTED
two
TWOA
$247K 0.2%
25,003
– –
LHAA
8
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$246K 0.2%
25,026
– –
PSQH icon
9
PSQ Holdings
PSQH
$11.2M
$244K 0.2%
1,667
– –
DALS
10
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$243K 0.2%
25,003
– –
VAQC
11
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$168K 0.14%
16,888
– –
OPFI icon
12
OppFi
OPFI
$770M
$137K 0.11%
59,438
– –
USWS
13
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$123K 0.1%
24,255
+1
+0% +$6
STTK icon
14
Shattuck Labs
STTK
$710M
$107K 0.09%
39,467
– –
FTEV
15
DELISTED
FinTech Evolution Acquisition Group
FTEV
$57K 0.05%
5,705
– –
BLSA
16
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$56K 0.05%
5,603
– –
BITE
17
DELISTED
Bite Acquisition Corp.
BITE
$51K 0.04%
5,200
– –
RENEW
18
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$40K 0.03%
+402,500
New +$67.6K
OPFI.WS
19
DELISTED
OppFi Inc Warrants
OPFI.WS
$7K 0.01%
29,719
– –
BAC.PRL icon
20
Bank of America Series L
BAC.PRL
$3.95B
– –
-4
Closed -$5K
CABA icon
21
Cabaletta Bio
CABA
$439M
– –
-145,000
Closed -$154K
HYG icon
22
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
– –
-3,500
Closed -$258K
LSBK icon
23
Lake Shore Bancorp
LSBK
$135M
– –
-97
Closed -$1K
PFF icon
24
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-5,000
Closed -$164K
PFFD icon
25
Global X US Preferred ETF
PFFD
$2.13B
– –
-100
Closed -$2K
1
2

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IOOF
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BU
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IWA
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Piper Sandler & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Piper Sandler & Co held 50 positions worth $124M, up 12% from $110M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Piper Sandler & Co withdrew a net $36.2M in Q3 2022, closing 11 positions. Its most notable exit was Change Healthcare Inc. Tangible Equity Units, an estimated $1.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, down from 1.8% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Piper Sandler & Co opened a new position in Harpoon Therapeutics, Inc. Common Stock worth $563K.

  • Piper Sandler & Co's largest Q3 2022 buy was Harpoon Therapeutics, Inc. Common Stock: 58,082 shares worth $563K.
  • Piper Sandler & Co added most to DTE Energy Company 2019 Corporate Units in Q3 2022, an estimated $2.39M increase.
  • Piper Sandler & Co fully exited Change Healthcare Inc. Tangible Equity Units in Q3 2022, selling an estimated $1.67M.
  • Piper Sandler & Co's ten largest holdings make up 82% of its $124M portfolio in Q3 2022.
  • Piper Sandler & Co opened 3 new positions and closed 11 in Q3 2022.
  • Piper Sandler & Co's portfolio value rose 12% quarter-over-quarter to $124M.

Based on Piper Sandler & Co's 13F filing for Q3 2022, filed 14 Nov 2022.