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Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.6M
Cap. Flow %
-25.58%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.37%
2 Technology 5.67%
3 Consumer Discretionary 4.67%
4 Healthcare 2.22%
5 Financials 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$14M 7.23%
183,000
– –
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$12.3M 6.35%
62,500
– –
VXX
3
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$10.3M 5.3%
20,594
-1,094
-5% -$506K
TZA icon
4
Direxion Daily Small Cap Bear 3x ETF
TZA
$240M
$3.61M 1.86%
133
+52
+64% +$1.26M
SBUX icon
5
Starbucks
SBUX
$116B
$1.51M 0.78%
+40,000
New +$1.55M
AAP icon
6
Advance Auto Parts
AAP
$2.57B
$1.3M 0.67%
+10,000
New +$1.31M
GIII icon
7
G-III Apparel Group
GIII
$1.17B
$1.1M 0.57%
26,460
+26,260
+13,130% +$1.08M
V icon
8
Visa
V
$688B
$1.07M 0.55%
+20,000
New +$1.07M
FINL
9
DELISTED
Finish Line
FINL
$1M 0.52%
+40,000
New +$1.15M
EEFT icon
10
Euronet Worldwide
EEFT
$2.69B
$898K 0.46%
18,796
+13,515
+256% +$673K
BABA icon
11
Alibaba
BABA
$280B
$889K 0.46%
+10,000
New +$898K
ICUI icon
12
ICU Medical
ICUI
$4.02B
$738K 0.38%
+11,500
New +$704K
TRNX
13
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$657K 0.34%
+27,500
New +$615K
CSIQ icon
14
Canadian Solar
CSIQ
$942M
$626K 0.32%
17,500
+7,500
+75% +$243K
JASO
15
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$601K 0.31%
65,000
+40,000
+160% +$382K
JKS
16
JinkoSolar
JKS
$651M
$591K 0.31%
21,500
+9,000
+72% +$257K
SKX
17
DELISTED
Skechers
SKX
$560K 0.29%
+31,500
New +$575K
LTM
18
DELISTED
LIFE TIME FITNESS INC
LTM
$555K 0.29%
+11,000
New +$504K
TSL
19
DELISTED
Trina Solar Limited
TSL
$513K 0.26%
+42,500
New +$531K
VVTV
20
DELISTED
VALUEVISION MEDIA INC
VVTV
$513K 0.26%
100,000
+25,000
+33% +$122K
JAKK icon
21
Jakks Pacific
JAKK
$280M
$504K 0.26%
+7,100
New +$501K
GMED icon
22
Globus Medical
GMED
$10.1B
$492K 0.25%
+25,000
New +$514K
DFRG
23
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$469K 0.24%
+24,500
New +$557K
RFMD
24
DELISTED
RF MICRO DEVICES INC
RFMD
$462K 0.24%
+40,000
New +$451K
MASI
25
DELISTED
Masimo
MASI
$458K 0.24%
+21,500
New +$491K
1
2 3 4 5

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Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.6M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 87% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.