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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$93.6M
AUM Growth
-$52.4M
Cap. Flow
-$32.2M
Cap. Flow %
-34.36%
Top 10 Hldgs %
95.01%
Holding
25
New
4
Increased
–
Reduced
–
Closed
4

Top Buys

Rank Stock Value
1
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$3.93M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$3.89M
3
NXRT
NexPoint Residential Trust
NXRT
+$1.16K
4
CNO icon
CNO Financial Group
CNO
+$22

Top Sells

Rank Stock Value
1
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
+$274K
2
TWOA
two
TWOA
+$256K
3
ISTR icon
Investar Holding Corp
ISTR
+$31K

Sector Composition

Rank Sector Weight
1 Financials 0.4%
2 Technology 0.27%
3 Healthcare 0.13%
4 Energy 0.1%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEPPZ
1
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$3.92M 4.19%
+78,947
New +$3.93M
NEE.PRQ
2
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$3.91M 4.18%
+79,831
New +$3.89M
PSQH icon
3
PSQ Holdings
PSQH
$11.2M
$257K 0.27%
1,667
– –
DALS
4
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$257K 0.27%
25,003
– –
STTK icon
5
Shattuck Labs
STTK
$710M
$123K 0.13%
39,467
– –
OPFI icon
6
OppFi
OPFI
$770M
$121K 0.13%
59,438
– –
ACDC icon
7
ProFrac Holding
ACDC
$771M
$91.1K 0.1%
8,164
– –
RENEW
8
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$63.2K 0.07%
402,500
– –
OPFI.WS
9
DELISTED
OppFi Inc Warrants
OPFI.WS
$2.08K ﹤0.01%
29,719
– –
NXRT
10
NexPoint Residential Trust
NXRT
$665M
$1.23K ﹤0.01%
+27
New +$1.16K
CNO icon
11
CNO Financial Group
CNO
$4.97B
$24 ﹤0.01%
+1
New +$22
HOPE icon
12
PUT
Hope Bancorp
HOPE
$1.72B
– –
-288,800
Closed -$2.84M
ISTR icon
13
Investar Holding Corp
ISTR
$411M
– –
-2,222
Closed -$31K
TWOA
14
DELISTED
two
TWOA
– –
-25,003
Closed -$256K
BDXB
15
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
– –
-5,510
Closed -$274K

Similar funds

LIC
Laurus Investment Counsel Toronto, Canada $102M AUM 0% 1-Year Est. Return
SAM
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FHM
Framtiden Holdings Management Chicago, Illinois $102M AUM
IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
IWA
Independent Wealth Advisors Cary, North Carolina $102M AUM

Piper Sandler & Co's Q2 2023 Portfolio in Review

As of Q2 2023, Piper Sandler & Co held 25 positions worth $93.6M, down 36% from $146M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

Piper Sandler & Co withdrew a net $32.2M in Q2 2023, closing 4 positions. Its most notable exit was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B, an estimated $274K position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.4% of assets, down from 0.45% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in American Electric Power Company, Inc. Corporate Units worth $3.92M.

  • Piper Sandler & Co's largest Q2 2023 buy was American Electric Power Company, Inc. Corporate Units: 78,947 shares worth $3.92M.
  • Piper Sandler & Co fully exited Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B in Q2 2023, selling an estimated $274K.
  • Piper Sandler & Co's ten largest holdings make up 95% of its $93.6M portfolio in Q2 2023.
  • Piper Sandler & Co opened 4 new positions and closed 4 in Q2 2023.
  • Piper Sandler & Co's portfolio value fell 36% quarter-over-quarter to $93.6M.

Based on Piper Sandler & Co's 13F filing for Q2 2023, filed 10 Aug 2023.