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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+25.03%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$22.8M
Cap. Flow
-$7.25M
Cap. Flow %
-31.15%
Top 10 Hldgs %
100%
Holding
25
New
7
Increased
–
Reduced
3
Closed
14

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$559K
2
MR
Montage Resources Corporation Common Stock
MR
+$343K
3
CALD
Callidus Software, Inc.
CALD
+$18.1K
4
RIOT icon
Riot Platforms
RIOT
+$8.18K
5
PDEX icon
Pro-Dex
PDEX
+$3.98K

Top Sells

Rank Stock Value
1
VTVT icon
vTv Therapeutics
VTVT
+$1.01M
2
SAAS
inContact, Inc.
SAAS
+$284K
3
GILD icon
Gilead Sciences
GILD
+$165K
4
PRLB icon
Protolabs
PRLB
+$84K
5
ARCT icon
Arcturus Therapeutics
ARCT
+$73K

Sector Composition

Rank Sector Weight
1 Healthcare 11.02%
2 Financials 2.33%
3 Technology 0.09%
4 Real Estate 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$19M 81.84%
90,900
-9,100
-9% -$1.89M
VTVT icon
2
vTv Therapeutics
VTVT
$121M
$2.56M 10.99%
11,025
-4,379
-28% -$1.01M
XLE icon
3
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$682K 2.93%
20,000
-140,000
-88% -$4.62M
NTRS icon
4
Northern Trust
NTRS
$22.2B
$532K 2.29%
+8,022
New +$559K
MR
5
DELISTED
Montage Resources Corporation Common Stock
MR
$418K 1.8%
+8,333
New +$343K
CALD
6
DELISTED
Callidus Software, Inc.
CALD
$20K 0.09%
+1,000
New +$18.1K
RIOT icon
7
Riot Platforms
RIOT
$8.52B
$9K 0.04%
+2,500
New +$8.18K
PDEX icon
8
Pro-Dex
PDEX
$175M
$5K 0.02%
+973
New +$3.98K
CHMI
9
Cherry Hill Mortgage Investment Corp
CHMI
$83M
$1K ﹤0.01%
+40
New +$598
ARCT icon
10
Arcturus Therapeutics
ARCT
$157M
– –
-1,663
Closed -$73K
GILD icon
11
Gilead Sciences
GILD
$161B
– –
-1,800
Closed -$165K
NTRA icon
12
Natera
NTRA
$37.5B
– –
-96
Closed -$1K
PBT
13
Permian Basin Royalty Trust
PBT
$1.36B
$0 ﹤0.01%
+1
New +$7
PRLB icon
14
Protolabs
PRLB
$1.86B
– –
-1,095
Closed -$84K
WFC.PRL icon
15
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
-20
Closed -$24K
ZTS icon
16
Zoetis
ZTS
$31.6B
– –
-52
Closed -$2K
CYTO
17
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
0
– –
VCRA
18
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-554
Closed -$7K
KSU
19
DELISTED
Kansas City Southern
KSU
– –
-200
Closed -$17K
OXFD
20
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
– –
-65
Closed -$1K
SES
21
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-1
Closed –
ASNA
22
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-24
Closed -$5K
SAAS
23
DELISTED
inContact, Inc.
SAAS
– –
-32,000
Closed -$284K
LDRH
24
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-81
Closed -$2K
CSBK
25
DELISTED
Clifton Bancorp Inc.
CSBK
– –
-29
Closed –

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Piper Sandler & Co's Q2 2016 Portfolio in Review

As of Q2 2016, Piper Sandler & Co held 25 positions worth $23.3M, down 50% from $46.1M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Piper Sandler & Co withdrew a net $7.25M in Q2 2016, closing 14 positions and reducing 3 holdings. Its most notable exit was inContact, Inc., an estimated $284K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 7.4% a quarter earlier, followed by Financials and Technology.

Against the trend, Piper Sandler & Co opened a new position in Northern Trust worth $532K.

  • Piper Sandler & Co's largest Q2 2016 buy was Northern Trust: 8,022 shares worth $532K.
  • Piper Sandler & Co's biggest Q2 2016 reduction was vTv Therapeutics, cutting an estimated $1.01M.
  • Piper Sandler & Co fully exited inContact, Inc. in Q2 2016, selling an estimated $284K.
  • Piper Sandler & Co's ten largest holdings make up 100% of its $23.3M portfolio in Q2 2016.
  • Piper Sandler & Co opened 7 new positions and closed 14 in Q2 2016.
  • Piper Sandler & Co's portfolio value fell 50% quarter-over-quarter to $23.3M.

Based on Piper Sandler & Co's 13F filing for Q2 2016, filed 15 Aug 2016.