PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
-0.21%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$136M
AUM Growth
+$136M
Cap. Flow
+$2.4M
Cap. Flow %
1.76%
Top 10 Hldgs %
92.26%
Holding
33
New
1
Increased
2
Reduced
1
Closed
8

Top Buys

1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$1.45M
2
SJIU
South Jersey Industries, Inc.
SJIU
$1.2M
3
MTLS
Materialise
MTLS
$469K

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$406K
2
DTV
DTE Energy Company 2016 Corporate Units
DTV
$270K
3
FOX icon
Fox Class B
FOX
$16K
4
PARA
Paramount Global Class B
PARA
$13K
5
ET icon
Energy Transfer Partners
ET
$5K

Sector Composition

1 Energy 0.71%
2 Technology 0.34%
3 Communication Services 0%
4 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNP.PRB
1
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$5.22M 3.83% 107,172 +29,782 +38% +$1.45M
SJIU
2
DELISTED
South Jersey Industries, Inc.
SJIU
$2.59M 1.9% 49,845 +23,168 +87% +$1.2M
FTV.PRA
3
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.95M 1.43% 2,000 – –
CCI.PRA
4
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.15M 0.85% 900 – –
USWS
5
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$963K 0.71% 509,337 – –
MTLS
6
Materialise
MTLS
$302M
$469K 0.34% +25,600 New +$469K
BDXA
7
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$249K 0.18% 3,800 -6,200 -62% -$406K
ET icon
8
Energy Transfer Partners
ET
$60.8B
– – -353 Closed -$5K
FOX icon
9
Fox Class B
FOX
$24.3B
– – -501 Closed -$16K
LBTYA icon
10
Liberty Global Class A
LBTYA
$4B
– – -36 Closed -$1K
PARA
11
DELISTED
Paramount Global Class B
PARA
– – -327 Closed -$13K
RGEN icon
12
Repligen
RGEN
$6.88B
– – -1 Closed –
NEX
13
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– – -727 Closed -$4K
SRCI
14
DELISTED
SRC Energy Inc
SRCI
– – -1,081 Closed -$5K
DTV
15
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– – -4,659 Closed -$270K