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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$136M
AUM Growth
+$21.2M
Cap. Flow
-$16.1M
Cap. Flow %
-11.79%
Top 10 Hldgs %
92.26%
Holding
28
New
1
Increased
2
Reduced
1
Closed
8

Top Buys

Rank Stock Value
1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$1.45M
2
SJIU
South Jersey Industries, Inc.
SJIU
+$1.18M
3
MTLS
Materialise
MTLS
+$471K

Top Sells

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$384K
2
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$270K
3
FOX icon
Fox Class B
FOX
+$16K
4
PARA
Paramount Global Class B
PARA
+$13K
5
ET icon
Energy Transfer Partners
ET
+$5K

Sector Composition

Rank Sector Weight
1 Energy 0.71%
2 Technology 0.34%
3 Communication Services 0%
4 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP.PRB
1
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$5.22M 3.83%
107,172
+29,782
+38% +$1.45M
SJIU
2
DELISTED
South Jersey Industries, Inc.
SJIU
$2.59M 1.9%
49,845
+23,168
+87% +$1.18M
FTV.PRA
3
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.95M 1.43%
2,000
– –
CCI.PRA
4
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.15M 0.85%
900
– –
USWS
5
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$963K 0.71%
24,254
– –
MTLS
6
Materialise
MTLS
$379M
$469K 0.34%
+25,600
New +$471K
BDXA
7
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$249K 0.18%
3,800
-6,200
-62% -$384K
ET icon
8
Energy Transfer Partners
ET
$70.1B
– –
-353
Closed -$5K
FOX icon
9
Fox Class B
FOX
$20.7B
– –
-501
Closed -$16K
LBTYA icon
10
Liberty Global Class A
LBTYA
$3.31B
– –
-36
Closed -$1K
PARA
11
DELISTED
Paramount Global Class B
PARA
– –
-327
Closed -$13K
RGEN icon
12
Repligen
RGEN
$7.44B
– –
-1
Closed –
NEX
13
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-727
Closed -$4K
SRCI
14
DELISTED
SRC Energy Inc
SRCI
– –
-1,081
Closed -$5K
DTV
15
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-4,659
Closed -$270K

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LIC
Laurus Investment Counsel Toronto, Canada $102M AUM 0% 1-Year Est. Return
SAM
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FHM
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IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
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BHFP
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IWA
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Piper Sandler & Co's Q4 2019 Portfolio in Review

As of Q4 2019, Piper Sandler & Co held 28 positions worth $136M, up 18% from $115M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Piper Sandler & Co withdrew a net $16.1M in Q4 2019, closing 8 positions and reducing 1 holding. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $270K position sold in full.

By sector, the portfolio is most concentrated in Energy at 0.71% of assets, down from 0.98% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Piper Sandler & Co opened a new position in Materialise worth $469K.

  • Piper Sandler & Co's largest Q4 2019 buy was Materialise: 25,600 shares worth $469K.
  • Piper Sandler & Co added most to CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q4 2019, an estimated $1.45M increase.
  • Piper Sandler & Co's biggest Q4 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $384K.
  • Piper Sandler & Co fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $270K.
  • Piper Sandler & Co's ten largest holdings make up 92% of its $136M portfolio in Q4 2019.
  • Piper Sandler & Co opened 1 new position and closed 8 in Q4 2019.
  • Piper Sandler & Co's portfolio value rose 18% quarter-over-quarter to $136M.

Based on Piper Sandler & Co's 13F filing for Q4 2019, filed 14 Feb 2020.