PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
+1.76%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$107M
AUM Growth
+$107M
Cap. Flow
+$289K
Cap. Flow %
0.27%
Top 10 Hldgs %
92.42%
Holding
34
New
3
Increased
2
Reduced
–
Closed
5

Top Buys

1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$1.39M
2
SJIU
South Jersey Industries, Inc.
SJIU
$1.05M
3
FHN icon
First Horizon
FHN
$23K
4
OYST
Oyster Point Pharma, Inc. Common Stock
OYST
$14K
5
CNSL
Consolidated Communications Holdings, Inc.
CNSL
$1K

Top Sells

1
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.84M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$199K
3
STL
Sterling Bancorp
STL
$141K
4
UBSI icon
United Bankshares
UBSI
$14K
5
HIMX
Himax Technologies
HIMX
$1K

Sector Composition

1 Energy 0.23%
2 Financials 0.16%
3 Healthcare 0.01%
4 Communication Services 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNP.PRB
1
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.37M 5.94% 179,024 +39,181 +28% +$1.39M
SJIU
2
DELISTED
South Jersey Industries, Inc.
SJIU
$3.86M 3.61% 93,256 +25,300 +37% +$1.05M
CCI.PRA
3
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.34M 1.25% 900 – –
USWS
4
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$250K 0.23% 509,337 – –
RBB icon
5
RBB Bancorp
RBB
$349M
$147K 0.14% 10,777 – –
FHN icon
6
First Horizon
FHN
$11.5B
$23K 0.02% +2,286 New +$23K
OYST
7
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$14K 0.01% +500 New +$14K
CNSL
8
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$1K ﹤0.01% +200 New +$1K
HIMX
9
Himax Technologies
HIMX
$1.42B
– – -411 Closed -$1K
UBSI icon
10
United Bankshares
UBSI
$5.43B
– – -601 Closed -$14K
FTV.PRA
11
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– – -2,550 Closed -$1.84M
BDXA
12
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– – -3,800 Closed -$199K
STL
13
DELISTED
Sterling Bancorp
STL
– – -13,500 Closed -$141K