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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+12.17%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$119M
AUM Growth
–
Cap. Flow
+$64.9M
Cap. Flow %
54.5%
Top 10 Hldgs %
71.58%
Holding
92
New
84
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$11.9M
2
UIS.PRA
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
+$4.34M
3
HIMX
Himax Technologies
HIMX
+$1.32M
4
AAPL icon
Apple
AAPL
+$1.32M
5
FTNT icon
Fortinet
FTNT
+$1.17M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Financials 3.82%
3 Industrials 1.8%
4 Healthcare 1.78%
5 Real Estate 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$18M 15.12%
+97,500
New +$17.3M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$12.6M 10.55%
+169,373
New +$11.9M
UIS.PRA
3
DELISTED
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
$5.16M 4.33%
+57,767
New +$4.34M
HIMX
4
Himax Technologies
HIMX
$2.2B
$1.84M 1.54%
+125,000
New +$1.32M
AAPL icon
5
Apple
AAPL
$4.89T
$1.4M 1.18%
+70,000
New +$1.32M
VVTV
6
DELISTED
VALUEVISION MEDIA INC
VVTV
$1.28M 1.07%
+182,750
New +$1.02M
FTNT icon
7
Fortinet
FTNT
$112B
$1.15M 0.96%
+300,000
New +$1.17M
RKUS
8
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$1.03M 0.86%
+72,250
New +$1.06M
GE icon
9
GE Aerospace
GE
$367B
$841K 0.71%
+6,260
New +$788K
FNSR
10
DELISTED
Finisar Corp
FNSR
$837K 0.7%
+35,000
New +$799K
NRF
11
DELISTED
NorthStar Realty Finance Corp.
NRF
$800K 0.67%
+30,300
New +$612K
GS icon
12
Goldman Sachs
GS
$313B
$798K 0.67%
+4,500
New +$742K
BRCM
13
DELISTED
BROADCOM CORP CL-A
BRCM
$697K 0.59%
+23,500
New +$640K
SUNE
14
DELISTED
SUNEDISON, INC COM
SUNE
$653K 0.55%
+50,000
New +$564K
ACTA
15
DELISTED
Actua Corp
ACTA
$652K 0.55%
+35,000
New +$590K
C icon
16
Citigroup
C
$222B
$651K 0.55%
+12,500
New +$633K
SFLY
17
DELISTED
Shutterfly, Inc.
SFLY
$649K 0.54%
+12,750
New +$644K
GDOT icon
18
Green Dot
GDOT
$753M
$641K 0.54%
+25,500
New +$594K
RESI
19
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$640K 0.54%
+21,250
New +$576K
MS icon
20
Morgan Stanley
MS
$337B
$627K 0.53%
+20,000
New +$595K
ARUN
21
DELISTED
ARUBA NETWORKS, INC.
ARUN
$627K 0.53%
+35,000
New +$629K
ENT
22
DELISTED
Global Eagle Entertainment Inc.
ENT
$595K 0.5%
+1,600
New +$490K
DZSI
23
DELISTED
DZS Inc. Common Stock
DZSI
$590K 0.5%
+22,100
New +$473K
DD
24
DELISTED
Du Pont De Nemours E I
DD
$552K 0.46%
+8,951
New +$517K
KEY icon
25
KeyCorp
KEY
$24.3B
$537K 0.45%
+40,000
New +$506K
1
2 3 4

Similar funds

LIC
Laurus Investment Counsel Toronto, Canada $102M AUM 0% 1-Year Est. Return
SAM
Stembrook Asset Management Red Bank, New Jersey $102M AUM
FHM
Framtiden Holdings Management Chicago, Illinois $102M AUM
IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
IWA
Independent Wealth Advisors Cary, North Carolina $102M AUM

Piper Sandler & Co's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Piper Sandler & Co, which disclosed 92 positions worth $119M. Its ten largest holdings account for 72% of the portfolio.

Its largest position is OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,373 shares worth $12.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, followed by Financials and Industrials.

  • Piper Sandler & Co's largest Q4 2013 buy was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,373 shares worth $12.6M.
  • Piper Sandler & Co's ten largest holdings make up 72% of its $119M portfolio in Q4 2013.
  • Piper Sandler & Co disclosed 92 positions in Q4 2013, its first 13F filing on record.

Based on Piper Sandler & Co's 13F filing for Q4 2013, filed 14 Feb 2014.