Piper Sandler & Co’s LifeLock, Inc. LOCK Stock Holding History

Piper Sandler & Co’s Portfolio LOCK Stock Details LOCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-42,500	Closed	-$697K	–	156
2015 Q2	$697K	Buy	+42,500	New	+$657K	0.42%	20
2014 Q3	–	Sell	-15,000	Closed	-$209K	–	190
2014 Q2	$209K	Buy	+15,000	New	+$205K	0.15%	68

Other funds holding LOCK

OFM

Okumus Fund Management Grand Cayman, Cayman Islands $48.7M AUM 70.39% 1-Year Est. Return

PGP

Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return

DVC

Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

TSW

Thompson Siegel & Walmsley Richmond, Virginia $5.7B AUM 6.69% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

EAM

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

Piper Sandler & Co's LOCK Position: Q3 2015 in Review

Piper Sandler & Co sold out of LifeLock, Inc. (LOCK) in Q3 2015, closing a stake of 42,500 shares — an estimated $697K sold.

Piper Sandler & Co first reported a position in LOCK in Q2 2014 and held it in 2 quarters. The position peaked at $697K in Q2 2015. 158 funds tracked by Wall St. Rank hold LOCK as of Q3 2015.

Piper Sandler & Co reported no remaining LifeLock, Inc. position as of Q3 2015 after selling out during the quarter.
Piper Sandler & Co sold 42,500 LifeLock, Inc. shares in Q3 2015, an estimated $697K.
Piper Sandler & Co first reported a position in LifeLock, Inc. in Q2 2014 and held it in 2 quarters.
Piper Sandler & Co's LifeLock, Inc. position peaked at $697K in Q2 2015.
158 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q3 2015.

Based on Piper Sandler & Co's 13F filing for Q3 2015, filed 16 Nov 2015.