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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.5M
Cap. Flow %
-25.54%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Technology 4.94%
2 Consumer Discretionary 3.92%
3 Healthcare 2.22%
4 Financials 0.75%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGEN
101
DELISTED
Seagen Inc. Common Stock
SGEN
$27K 0.01%
+732
New +$28.8K
MNKD icon
102
MannKind Corp
MNKD
$1.21B
$18K 0.01%
620
+617
+20,567% +$24.3K
AAOI icon
103
Applied Optoelectronics
AAOI
$7.07B
$17K 0.01%
1,055
+1,053
+52,650% +$20.9K
OA
104
DELISTED
Orbital ATK, Inc.
OA
$12K 0.01%
+94
New +$12.3K
VNDA icon
105
Vanda Pharmaceuticals
VNDA
$310M
$10K 0.01%
1,000
-1,000
-50% -$13.1K
AIM
106
AIM ImmunoTech
AIM
$6.54M
$9K ﹤0.01%
+1
New +$15.4K
XLY icon
107
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$6K ﹤0.01%
+178
New +$6.02K
ORB
108
DELISTED
ORBITAL SCIENCES CORP
ORB
$6K ﹤0.01%
+208
New +$5.72K
COL
109
DELISTED
Rockwell Collins
COL
$4K ﹤0.01%
+54
New +$4.15K
DWA
110
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$3K ﹤0.01%
+100
New +$2.23K
BIP icon
111
Brookfield Infrastructure Partners
BIP
$19.3B
$2K ﹤0.01%
+116
New +$1.88K
CRM icon
112
Salesforce
CRM
$149B
$1K ﹤0.01%
+22
New +$1.24K
AAL icon
113
American Airlines Group
AAL
$10.2B
– –
-1,700
Closed -$73K
AAPL icon
114
Apple
AAPL
$4.99T
– –
-20,000
Closed -$465K
ACTG icon
115
Acacia Research
ACTG
$447M
– –
-10,000
Closed -$178K
CHGG icon
116
Chegg
CHGG
$121M
– –
-30,000
Closed -$211K
CPRX
117
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-50,000
Closed -$127K
CROX icon
118
Crocs
CROX
$6.75B
– –
-7,900
Closed -$119K
DECK icon
119
Deckers Outdoor
DECK
$14.2B
– –
-5,400
Closed -$78K
EGAN icon
120
eGain
EGAN
$190M
– –
-10,000
Closed -$68K
EGHT icon
121
8x8 Inc
EGHT
$271M
– –
-50,000
Closed -$404K
ENTG icon
122
Entegris
ENTG
$18B
– –
-27,500
Closed -$378K
EXTR icon
123
Extreme Networks
EXTR
$3.92B
– –
-25,000
Closed -$111K
FL
124
DELISTED
Foot Locker
FL
– –
-1,000
Closed -$51K
FTNT icon
125
Fortinet
FTNT
$110B
– –
-50,000
Closed -$251K
3 4
5
6 7

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ICM
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JAA
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Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.5M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.