Piper Sandler & Co’s Applied Optoelectronics AAOI Stock Holding History

Piper Sandler & Co’s Portfolio AAOI Stock Details AAOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,000	Closed	-$188K	–	29
2015 Q3	$188K	Buy	+10,000	New	+$195K	0.2%	70
2015 Q2	–	Sell	-25,000	Closed	-$347K	–	99
2015 Q1	$347K	Buy	+25,000	New	+$274K	0.14%	70
2014 Q4	–	Sell	-1,055	Closed	-$17K	–	130
2014 Q3	$17K	Buy	1,055 +1,053	+52,650%	+$20.9K	0.01%	121
2014 Q2	$0	Sell	2 -35	-95%	-$751	﹤0.01%	118
2014 Q1	$1K	Buy	37 +1	+3%	+$19	﹤0.01%	95
2013 Q4	$1K	Buy	+36	New	+$461	﹤0.01%	92

Other funds holding AAOI

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AAP

Ardsley Advisory Partners Stamford, Connecticut $960M AUM 207.76% 1-Year Est. Return

WRCM

Whale Rock Capital Management Boston, Massachusetts $7.74B AUM 180.85% 1-Year Est. Return

GGHC

Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

TCM

Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return

PIMJS

PKO Investment Management Joint-Stock Warsaw, Poland $1.19B AUM 38.3% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

GCM

Goldman Capital Management New York $103M AUM 21.37% 1-Year Est. Return

HRCM

Hood River Capital Management Palm Beach Gardens, Florida $9.98B AUM 145.42% 1-Year Est. Return

Piper Sandler & Co's AAOI Position: Q4 2015 in Review

Piper Sandler & Co sold out of Applied Optoelectronics (AAOI) in Q4 2015, closing a stake of 10,000 shares — an estimated $188K sold.

Piper Sandler & Co first reported a position in AAOI in Q4 2013 and held it in 6 quarters. The position peaked at $347K in Q1 2015. 81 funds tracked by Wall St. Rank hold AAOI as of Q4 2015.

Piper Sandler & Co reported no remaining Applied Optoelectronics position as of Q4 2015 after selling out during the quarter.
Piper Sandler & Co sold 10,000 Applied Optoelectronics shares in Q4 2015, an estimated $188K.
Piper Sandler & Co first reported a position in Applied Optoelectronics in Q4 2013 and held it in 6 quarters.
Piper Sandler & Co's Applied Optoelectronics position peaked at $347K in Q1 2015.
81 funds tracked by Wall St. Rank held Applied Optoelectronics as of Q4 2015.

Based on Piper Sandler & Co's 13F filing for Q4 2015, filed 16 Feb 2016.