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Applied Optoelectronics

75 hedge funds and large institutions have $115M invested in Applied Optoelectronics in 2015 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

21,421% more call options, than puts

Call options by funds: $107M | Put options by funds: $498K

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

22% more capital invested

Capital invested by funds: $94M → $115M (+$20.6M)

4% more funds holding

Funds holding: 7275 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

27% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 30

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
22
Reduced
30
Closed
9
Calls
$107M
Puts
$498K
Net Calls
+$107M
Net Calls Change
+$107M
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$21.5M +$2.54M +231,800 +18%
AAP
2
Ardsley Advisory Partners
Connecticut
$9.2M +$2.58M +235,500 +55%
KCM
3
Kennedy Capital Management
Missouri
$8.47M +$2.96M +270,000 +79%
GGHC
4
Gilder Gagnon Howe & Co
New York
$6.71M -$1.89M -171,779 -26%
GMCM
5
Gruber & McBaine Capital Management
California
$5.9M
BFA
6
BlackRock Fund Advisors
California
$5.71M -$32K -2,919 -0.7%
SC
7
Selz Capital
New York
$5.55M +$4.39M +400,000 New
Vanguard Group
8
Vanguard Group
Pennsylvania
$4.34M +$234K +21,291 +7%
HRCM
9
Hood River Capital Management
Florida
$3.52M -$108K -9,845 -4%
RJA
10
Raymond James & Associates
Florida
$3.49M +$650K +59,271 +31%
State Street
11
State Street
Massachusetts
$2.75M +$322K +29,358 +17%
NCM
12
Newland Capital Management
New York
$2.61M -$4.86M -443,062 -70%
Wells Fargo
13
Wells Fargo
California
$2.33M +$183K +16,681 +11%
GIPM
14
G2 Investment Partners Management
New York
$2M +$1.15M +105,062 +268%
Northern Trust
15
Northern Trust
Illinois
$1.93M -$54K -4,921 -3%
GC
16
Guggenheim Capital
Illinois
$1.91M -$214K -19,461 -12%
GCM
17
Goldman Capital Management
New York
$1.9M +$54.9K +5,000 +4%
BIT
18
BlackRock Institutional Trust
California
$1.83M -$14K -1,276 -1%
CCMLC
19
Cardinal Capital Management LLC (Connecticut)
Connecticut
$1.77M
RFC
20
Russell Frank Company
Washington
$1.54M
CCM
21
Coe Capital Management
Illinois
$1.52M +$1.2M +109,664 New
WA
22
Wasatch Advisors
Utah
$1.39M +$1.1M +100,000 New
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$1.12M -$1.1K -100 -0.1%
N
24
Nuveen
North Carolina
$979K
PCM
25
Perkins Capital Management
Minnesota
$910K +$137K +12,500 +24%

AAOI Hedge Fund Activity: Q1 2015 in Review

75 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2015, worth a combined $115M — up 22% from $94M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new AAOI positions and 9 closed out — a net gain of 3 holders — while 22 added to existing stakes and 30 trimmed.

The largest buyer was Selz Capital, opening a new position worth an estimated $4.39M. The largest seller was Newland Capital Management, cutting an estimated $4.86M.

  • 75 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2015, up from 72 in Q4 2014.
  • Funds reported $115M of Applied Optoelectronics stock for Q1 2015, up 22% quarter-over-quarter.
  • 12 funds opened new Applied Optoelectronics positions in Q1 2015 and 9 closed out, a net change of +3 holders.
  • The largest Applied Optoelectronics buyer in Q1 2015 was Selz Capital, an estimated $4.39M added.
  • The largest Applied Optoelectronics seller in Q1 2015 was Newland Capital Management, an estimated $4.86M sold.

Based on aggregated 13F filings for Q1 2015.