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Applied Optoelectronics
AAOI

Overview Fund Activity

75 hedge funds and large institutions have $115M invested in Applied Optoelectronics in 2015 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 9 closing their positions.

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
12
Increased
22
Reduced
30
Closed
9
Calls
$107M
Puts
$498K
Net Calls
+$107M
Net Calls Change
+$107M

Top Buyers

1
SC
1
Selz Capital
New York
$5.55M
2
KCM
2
Kennedy Capital Management
Missouri
$8.47M
3
AAP
3
Ardsley Advisory Partners
Connecticut
$9.2M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$21.5M
5
CCM
5
Coe Capital Management
Illinois
$1.52M

Top Sellers

1
NCM
1
Newland Capital Management
New York
$2.61M
2
Alyeska Investment Group
2
Alyeska Investment Group
Illinois
$0
3
WRF
3
Waddell & Reed Financial
Kansas
$0
4
GGHC
4
Gilder Gagnon Howe & Co
New York
$6.71M
5
SI
5
Sprott Inc
Ontario, Canada
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wellington Management Group
1
Wellington Management Group
Massachusetts
$21.5M 1,545,800 +231,800 +18%
AAP
2
Ardsley Advisory Partners
Connecticut
$9.2M 662,900 +235,500 +55%
KCM
3
Kennedy Capital Management
Missouri
$8.47M 610,301 +270,000 +79%
GGHC
4
Gilder Gagnon Howe & Co
New York
$6.71M 483,168 -171,779 -26%
GMCM
5
Gruber & McBaine Capital Management
California
$5.9M 425,000 – –
BFA
6
BlackRock Fund Advisors
California
$5.71M 411,204 -2,919 -0.7%
SC
7
Selz Capital
New York
$5.55M 400,000 +400,000 New
Vanguard Group
8
Vanguard Group
Pennsylvania
$4.34M 312,462 +21,291 +7%
HRCM
9
Hood River Capital Management
Florida
$3.52M 253,496 -9,845 -4%
RJA
10
Raymond James & Associates
Florida
$3.49M 251,445 +59,271 +31%
State Street
11
State Street
Massachusetts
$2.76M 198,406 +29,358 +17%
NCM
12
Newland Capital Management
New York
$2.61M 188,140 -443,062 -70%
Wells Fargo
13
Wells Fargo
California
$2.33M 168,123 +16,681 +11%
GIPM
14
G2 Investment Partners Management
New York
$2M 144,213 +105,062 +268%
Northern Trust
15
Northern Trust
Illinois
$1.93M 138,731 -4,921 -3%
GC
16
Guggenheim Capital
Illinois
$1.91M 137,888 -19,461 -12%
GCM
17
Goldman Capital Management
New York
$1.9M 137,000 +5,000 +4%
BIT
18
BlackRock Institutional Trust
California
$1.83M 131,848 -1,276 -1%
CCMLC
19
Cardinal Capital Management LLC (Connecticut)
Connecticut
$1.78M 127,900 – –
RFC
20
Russell Frank Company
Washington
$1.54M 110,810 – –
CCM
21
Coe Capital Management
Illinois
$1.52M 109,664 +109,664 New
WA
22
Wasatch Advisors
Utah
$1.39M 100,000 +100,000 New
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$1.12M 80,610 -100 -0.1%
Nuveen Asset Management
24
Nuveen Asset Management
Illinois
$979K 70,502 – –
PCM
25
Perkins Capital Management
Minnesota
$910K 65,550 +12,500 +24%
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