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Applied Optoelectronics
AAOI

62 hedge funds and large institutions have $17.5M invested in Applied Optoelectronics in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

0% more funds holding

Funds holding: 62 → 62 (0)

0.75% less ownership

Funds ownership: 33.27% → 32.53% (-0.75%)

31% less capital invested

Capital invested by funds: $25.2M → $17.5M (-$7.74M)

43% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 23

64% less call options, than puts

Call options by funds: $188K | Put options by funds: $526K

Holders
62
Holders Change
–
Holders Change %
0%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
23
Closed
10
Calls
$188K
Puts
$526K
Net Calls
-$338K
Net Calls Change
+$142K

Top Buyers

1
RA
Royce & Associates
New York
+$785K
2
KCM
Kennedy Capital Management
Missouri
+$403K
3
MAM
Monaco Asset Management
Monaco
+$366K
4
Citadel Advisors
Citadel Advisors
Florida
+$132K
5
BCM
Bridgeway Capital Management
Texas
+$119K

Top Sellers

1
EI
EAM Investors
California
-$1.33M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$253K
3
GCP
GSA Capital Partners
United Kingdom
-$227K
4
GI
GAMCO Investors
Connecticut
-$150K
5
SSA
Schonfeld Strategic Advisors
New York
-$83.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$2.61M -$30.5K -12,808 -0.9%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.28M +$1.46K +615 +0.1%
KA
3
Kovack Advisors
Florida
$1.76M -$44.6K -18,750 -2%
BlackRock
4
BlackRock
New York
$1.67M +$8.4K +3,535 +0.4%
KCM
5
Kennedy Capital Management
Missouri
$1.31M +$403K +169,350 +32%
MAM
6
Monaco Asset Management
Monaco
$990K +$366K +153,867 +42%
RA
7
Royce & Associates
New York
$760K +$785K +330,000 +459%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$731K -$21.4K -9,000 -2%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$627K +$18.9K +7,955 +2%
Citigroup
10
Citigroup
New York
$598K – – –
Marshall Wace
11
Marshall Wace
United Kingdom
$520K -$46.7K -19,641 -7%
Two Sigma Investments
12
Two Sigma Investments
New York
$432K -$9.35K -3,932 -2%
Renaissance Technologies
13
Renaissance Technologies
New York
$367K -$25.4K -10,700 -5%
Invesco
14
Invesco
Georgia
$274K -$1.75K -735 -0.5%
BCM
15
Bridgeway Capital Management
Texas
$239K +$119K +50,000 +65%
GF
16
Gabelli Funds
New York
$217K – – –
State Street
17
State Street
Massachusetts
$185K – – –
CAN
18
Cetera Advisor Networks
California
$153K +$54.7K +22,995 +40%
Osaic Holdings
19
Osaic Holdings
Arizona
$137K -$5.88K -2,475 -3%
Northern Trust
20
Northern Trust
Illinois
$131K +$7.97K +3,353 +5%
APP
21
Alpha Paradigm Partners
Illinois
$130K +$72.1K +30,331 +79%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$114K -$253K -106,590 -64%
Barclays
23
Barclays
United Kingdom
$105K -$606 -255 -0.5%
Citadel Advisors
24
Citadel Advisors
Florida
$105K +$132K +55,479 New
JMPWA
25
JP Morgan Private Wealth Advisors
California
$94.5K +$119K +50,000 New
1
2 3

AAOI Hedge Fund Activity: Q4 2022 in Review

62 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2022, worth a combined $17.5M — down 31% from $25.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new AAOI positions and 10 closed out — a net gain of 1 holder — while 13 added to existing stakes and 23 trimmed.

The largest buyer was Royce & Associates, adding an estimated $785K. The largest seller was EAM Investors, exiting entirely with an estimated $1.33M sold.

  • 62 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $17.5M of Applied Optoelectronics stock for Q4 2022, down 31% quarter-over-quarter.
  • 11 funds opened new Applied Optoelectronics positions in Q4 2022 and 10 closed out, a net change of +1 holder.
  • The largest Applied Optoelectronics buyer in Q4 2022 was Royce & Associates, an estimated $785K added.
  • The largest Applied Optoelectronics seller in Q4 2022 was EAM Investors, an estimated $1.33M sold.

Based on aggregated 13F filings for Q4 2022.