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Applied Optoelectronics

88 hedge funds and large institutions have $234M invested in Applied Optoelectronics in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 36 increasing their positions, 21 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

71% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 21

37% more capital invested

Capital invested by funds: $171M → $234M (+$62.9M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

9% more funds holding

Funds holding: 8188 (+7)

44% less call options, than puts

Call options by funds: $2.35M | Put options by funds: $4.18M

Holders
88
Holders Change
+7
Holders Change %
+8.64%
% of All Funds
2.46%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
21
Increased
36
Reduced
21
Closed
12
Calls
$2.35M
Puts
$4.18M
Net Calls
-$1.83M
Net Calls Change
-$3.08M
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$21.5M -$6.6M -338,596 -23%
AAP
2
Ardsley Advisory Partners
Connecticut
$16.1M +$3.17M +162,500 +23%
GGHC
3
Gilder Gagnon Howe & Co
New York
$16.1M +$7.78M +399,201 +87%
WRCM
4
Whale Rock Capital Management
Massachusetts
$15.2M +$15.8M +810,125 New
TCM
5
Trafelet Capital Management
New York
$13.6M +$2.07M +106,235 +17%
KCM
6
Kennedy Capital Management
Missouri
$12M -$46.2K -2,372 -0.4%
HRCM
7
Hood River Capital Management
Florida
$10.2M +$118K +6,069 +1%
Vanguard Group
8
Vanguard Group
Pennsylvania
$8.71M +$2.84M +145,742 +46%
BFA
9
BlackRock Fund Advisors
California
$8.18M +$876K +44,936 +12%
SC
10
Selz Capital
New York
$7.51M
GCM
11
Goldman Capital Management
New York
$7.33M +$5.05M +259,100 +197%
BIT
12
BlackRock Institutional Trust
California
$7.25M +$5.2M +266,948 +224%
Lord, Abbett & Co
13
Lord, Abbett & Co
New Jersey
$6M +$1.79M +91,817 +40%
GIPM
14
G2 Investment Partners Management
New York
$5.22M +$105K +5,380 +2%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$4.6M +$4.54M +232,870 +1,905%
RJA
16
Raymond James & Associates
Florida
$4.06M -$764K -39,228 -15%
State Street
17
State Street
Massachusetts
$3.67M -$286K -14,700 -7%
Fuller & Thaler Asset Management
18
Fuller & Thaler Asset Management
California
$3.38M +$3.51M +179,900 New
EI
19
EAM Investors
California
$3.34M -$16.4K -840 -0.5%
Northern Trust
20
Northern Trust
Illinois
$3.07M +$484K +24,830 +18%
PCM
21
Portolan Capital Management
Massachusetts
$3.06M +$3.18M +163,089 New
EMFAT
22
Emerald Mutual Fund Advisers Trust
Pennsylvania
$2.59M +$703K +36,060 +35%
RFC
23
Russell Frank Company
Washington
$2.53M -$2.69M -138,259 -51%
Ameriprise
24
Ameriprise
Minnesota
$2.33M +$776K +39,823 +47%
DCM
25
Driehaus Capital Management
Illinois
$2.28M +$1.3M +66,967 +123%

AAOI Hedge Fund Activity: Q3 2015 in Review

88 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2015, worth a combined $234M — up 37% from $171M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AAOI positions and 12 closed out — a net gain of 9 holders — while 36 added to existing stakes and 21 trimmed.

The largest buyer was Whale Rock Capital Management, opening a new position worth an estimated $15.8M. The largest seller was Wellington Management Group, cutting an estimated $6.6M.

  • 88 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2015, up from 81 in Q2 2015.
  • Funds reported $234M of Applied Optoelectronics stock for Q3 2015, up 37% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q3 2015 and 12 closed out, a net change of +9 holders.
  • The largest Applied Optoelectronics buyer in Q3 2015 was Whale Rock Capital Management, an estimated $15.8M added.
  • The largest Applied Optoelectronics seller in Q3 2015 was Wellington Management Group, an estimated $6.6M sold.

Based on aggregated 13F filings for Q3 2015.