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Applied Optoelectronics

104 hedge funds and large institutions have $90.9M invested in Applied Optoelectronics in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 32 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 32

0.87% less ownership

Funds ownership: 60.05%59.18% (-0.87%)

12% less funds holding

Funds holding: 118104 (-14)

37% less capital invested

Capital invested by funds: $144M → $90.9M (-$52.6M)

49% less call options, than puts

Call options by funds: $3.84M | Put options by funds: $7.48M

50% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 24

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
104
Holders Change
-14
Holders Change %
-11.86%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
35
Reduced
32
Closed
24
Calls
$3.84M
Puts
$7.48M
Net Calls
-$3.64M
Net Calls Change
+$11M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$22.8M -$7.92K -751 -0%
Vanguard Group
2
Vanguard Group
Pennsylvania
$10.7M +$690K +65,361 +5%
Morgan Stanley
3
Morgan Stanley
New York
$6.75M +$675K +63,971 +8%
State Street
4
State Street
Massachusetts
$4.44M +$531K +50,329 +9%
Millennium Management
5
Millennium Management
New York
$4.08M +$3.66M +346,534 +181%
D.E. Shaw & Co
6
D.E. Shaw & Co
New York
$3.83M +$642K +60,846 +14%
ICOM
7
Investment Counselors of Maryland
Maryland
$3.6M -$9.82K -931 -0.2%
PAMP
8
Polar Asset Management Partners
Ontario, Canada
$3.4M +$4.72M +447,557 New
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$2.59M
NM
10
Newtyn Management
New York
$2.4M +$1.93M +183,166 +138%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$2.22M +$88.1K +8,347 +3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.86M -$3.07M -291,316 -54%
Northern Trust
13
Northern Trust
Illinois
$1.81M -$37.9K -3,591 -1%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$1.55M -$27.6K -2,616 -1%
Invesco
15
Invesco
Georgia
$1.28M -$12.6K -1,197 -0.7%
JP Morgan Chase
16
JP Morgan Chase
New York
$1.21M +$993K +94,139 +145%
Principal Financial Group
17
Principal Financial Group
Iowa
$1.1M -$63.3K -5,999 -4%
Charles Schwab
18
Charles Schwab
California
$901K +$20.6K +1,950 +2%
Goldman Sachs
19
Goldman Sachs
New York
$857K +$108K +10,270 +10%
PP
20
PDT Partners
New York
$825K +$603K +57,162 +111%
Ameriprise
21
Ameriprise
Minnesota
$710K -$60.4K -5,720 -6%
N
22
Nuveen
North Carolina
$693K +$51.7K +4,903 +6%
AIM
23
Aigen Investment Management
New York
$581K +$623K +59,048 +338%
RhumbLine Advisers
24
RhumbLine Advisers
Massachusetts
$512K +$40.3K +3,822 +6%
Bank of America
25
Bank of America
North Carolina
$441K +$178K +16,821 +41%

AAOI Hedge Fund Activity: Q1 2020 in Review

104 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2020, worth a combined $90.9M — down 37% from $144M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of AAOI and 12 opened new positions — a net loss of 12 holders — while 32 trimmed existing stakes and 35 added.

The largest buyer was Polar Asset Management Partners, opening a new position worth an estimated $4.72M. The largest seller was Kadensa Capital, exiting entirely with an estimated $3.86M sold.

  • 104 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2020, down from 118 in Q4 2019.
  • Funds reported $90.9M of Applied Optoelectronics stock for Q1 2020, down 37% quarter-over-quarter.
  • 12 funds opened new Applied Optoelectronics positions in Q1 2020 and 24 closed out, a net change of -12 holders.
  • The largest Applied Optoelectronics buyer in Q1 2020 was Polar Asset Management Partners, an estimated $4.72M added.
  • The largest Applied Optoelectronics seller in Q1 2020 was Kadensa Capital, an estimated $3.86M sold.

Based on aggregated 13F filings for Q1 2020.