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Applied Optoelectronics

113 hedge funds and large institutions have $139M invested in Applied Optoelectronics in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 42 increasing their positions, 29 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 29

5% more capital invested

Capital invested by funds: $133M → $139M (+$6.06M)

2.94% less ownership

Funds ownership: 65%62.06% (-2.9%)

11% less funds holding

Funds holding: 127113 (-14)

64% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 22

65% less call options, than puts

Call options by funds: $7.87M | Put options by funds: $22.4M

Holders
113
Holders Change
-14
Holders Change %
-11.02%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
42
Reduced
29
Closed
22
Calls
$7.87M
Puts
$22.4M
Net Calls
-$14.5M
Net Calls Change
-$10.8M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$33.6M +$449K +44,805 +2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$13.2M +$20 +2 +0%
Morgan Stanley
3
Morgan Stanley
New York
$11.8M -$1.54M -153,464 -13%
State Street
4
State Street
Massachusetts
$6.15M +$42.5K +4,235 +0.8%
RA
5
Royce & Associates
New York
$5.54M +$108K +10,800 +2%
ICOM
6
Investment Counselors of Maryland
Maryland
$5.29M -$15K -1,500 -0.3%
Point72 Asset Management
7
Point72 Asset Management
Connecticut
$4.7M +$1.19M +119,100 +40%
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$3.92M -$2.33K -232 -0.1%
NM
9
Newtyn Management
New York
$3.88M
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$3.78M -$77.2K -7,705 -2%
JP Morgan Chase
11
JP Morgan Chase
New York
$3.71M -$1.69M -168,098 -34%
Citadel Advisors
12
Citadel Advisors
Florida
$3.65M +$416K +41,531 +15%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$3.05M +$223K +22,204 +9%
Northern Trust
14
Northern Trust
Illinois
$2.85M +$155K +15,423 +6%
D.E. Shaw & Co
15
D.E. Shaw & Co
New York
$2.81M +$639K +63,750 +34%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$2.65M -$128K -12,786 -5%
Principal Financial Group
17
Principal Financial Group
Iowa
$1.68M -$18.5K -1,848 -1%
PP
18
PDT Partners
New York
$1.68M +$127K +12,635 +9%
Deutsche Bank
19
Deutsche Bank
Germany
$1.57M -$2.2M -219,544 -61%
GIPM
20
G2 Investment Partners Management
New York
$1.47M +$1.31M +130,604 New
Invesco
21
Invesco
Georgia
$1.31M -$50.1K -4,999 -4%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$1.31M +$64.2K +6,400 +6%
Charles Schwab
23
Charles Schwab
California
$1.29M +$57.8K +5,763 +5%
Ameriprise
24
Ameriprise
Minnesota
$1.14M -$16.8K -1,680 -2%
N
25
Nuveen
North Carolina
$1.04M -$37.1K -3,701 -4%

AAOI Hedge Fund Activity: Q3 2019 in Review

113 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2019, worth a combined $139M — up 4.5% from $133M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 8 opened new positions — a net loss of 14 holders — while 29 trimmed existing stakes and 42 added.

The largest buyer was G2 Investment Partners Management, opening a new position worth an estimated $1.31M. The largest seller was Deutsche Bank, cutting an estimated $2.2M.

  • 113 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2019, down from 127 in Q2 2019.
  • Funds reported $139M of Applied Optoelectronics stock for Q3 2019, up 4.5% quarter-over-quarter.
  • 8 funds opened new Applied Optoelectronics positions in Q3 2019 and 22 closed out, a net change of -14 holders.
  • The largest Applied Optoelectronics buyer in Q3 2019 was G2 Investment Partners Management, an estimated $1.31M added.
  • The largest Applied Optoelectronics seller in Q3 2019 was Deutsche Bank, an estimated $2.2M sold.

Based on aggregated 13F filings for Q3 2019.