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Applied Optoelectronics

92 hedge funds and large institutions have $214M invested in Applied Optoelectronics in 2016 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more call options, than puts

Call options by funds: $223K | Put options by funds: $85K

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

95% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 19

14% more funds holding

Funds holding: 8192 (+11)

8% less capital invested

Capital invested by funds: $232M → $214M (-$18.4M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
92
Holders Change
+11
Holders Change %
+13.58%
% of All Funds
2.45%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
21
Increased
37
Reduced
19
Closed
10
Calls
$223K
Puts
$85K
Net Calls
+$138K
Net Calls Change
+$143K
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$27.2M +$4.64M +291,994 +19%
AAP
2
Ardsley Advisory Partners
Connecticut
$18.1M +$1.71M +107,500 +10%
TCM
3
Trafelet Capital Management
New York
$12.6M +$1.14M +71,435 +9%
WRCM
4
Whale Rock Capital Management
Massachusetts
$10.9M -$4.32M -271,880 -27%
KCM
5
Kennedy Capital Management
Missouri
$9.82M +$998K +62,727 +11%
PIMJS
6
PKO Investment Management Joint-Stock
Poland
$9.11M -$1.88M -117,886 -16%
GGHC
7
Gilder Gagnon Howe & Co
New York
$8.45M -$4.14M -260,180 -31%
Vanguard Group
8
Vanguard Group
Pennsylvania
$8.3M +$754K +47,389 +9%
PCM
9
Portolan Capital Management
Massachusetts
$8.08M +$1.67M +104,920 +24%
GCM
10
Goldman Capital Management
New York
$7.18M +$183K +11,500 +2%
HRCM
11
Hood River Capital Management
Florida
$6.75M -$117K -7,375 -2%
BFA
12
BlackRock Fund Advisors
California
$6.51M -$368K -23,146 -5%
EMFAT
13
Emerald Mutual Fund Advisers Trust
Pennsylvania
$6.32M +$1.59M +100,097 +31%
EA
14
Emerald Advisers
Pennsylvania
$6.28M +$2.15M +134,877 +47%
BIT
15
BlackRock Institutional Trust
California
$6.01M +$10.4K +654 +0.2%
RFC
16
Russell Frank Company
Washington
$5.15M -$674K -42,398 -11%
SC
17
Selz Capital
New York
$4.55M -$1.51M -95,000 -24%
State Street
18
State Street
Massachusetts
$3.59M +$293K +18,399 +8%
WRF
19
Waddell & Reed Financial
Kansas
$3.57M +$3.81M +239,700 New
Northern Trust
20
Northern Trust
Illinois
$2.67M +$9.5K +597 +0.3%
EI
21
EAM Investors
California
$2.31M -$292K -18,387 -11%
GIPM
22
G2 Investment Partners Management
New York
$2.23M +$378K +23,737 +19%
1CM
23
1492 Capital Management
Wisconsin
$2.19M +$1.81M +113,678 +344%
RJA
24
Raymond James & Associates
Florida
$2.16M +$210K +13,218 +10%
RHJA
25
Rice Hall James & Associates
California
$2.07M +$6.36K +400 +0.3%

AAOI Hedge Fund Activity: Q1 2016 in Review

92 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2016, worth a combined $214M — down 7.9% from $232M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AAOI positions and 10 closed out — a net gain of 11 holders — while 37 added to existing stakes and 19 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $4.64M. The largest seller was Whale Rock Capital Management, cutting an estimated $4.32M.

  • 92 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2016, up from 81 in Q4 2015.
  • Funds reported $214M of Applied Optoelectronics stock for Q1 2016, down 7.9% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q1 2016 and 10 closed out, a net change of +11 holders.
  • The largest Applied Optoelectronics buyer in Q1 2016 was Wellington Management Group, an estimated $4.64M added.
  • The largest Applied Optoelectronics seller in Q1 2016 was Whale Rock Capital Management, an estimated $4.32M sold.

Based on aggregated 13F filings for Q1 2016.