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Applied Optoelectronics

70 hedge funds and large institutions have $35.6M invested in Applied Optoelectronics in 2022 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 31 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.28% less ownership

Funds ownership: 39.73%35.45% (-4.3%)

19% less funds holding

Funds holding: 8670 (-16)

36% less capital invested

Capital invested by funds: $55.7M → $35.6M (-$20.2M)

45% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 31

71% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 21

72% less call options, than puts

Call options by funds: $354K | Put options by funds: $1.26M

Holders
70
Holders Change
-16
Holders Change %
-18.6%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
17
Reduced
31
Closed
21
Calls
$354K
Puts
$1.26M
Net Calls
-$903K
Net Calls Change
+$742K
Name Holding Trade Value Shares
Change
Change in
Stake
RA
1
Royce & Associates
New York
$4.42M +$4.65K +1,200 +0.1%
Ameriprise
2
Ameriprise
Minnesota
$4.37M +$716K +184,840 +18%
KA
3
Kovack Advisors
Florida
$3.94M +$981K +253,276 +31%
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.19M -$663K -171,160 -16%
BlackRock
5
BlackRock
New York
$3.17M -$354K -91,486 -10%
D.E. Shaw & Co
6
D.E. Shaw & Co
New York
$2.62M -$264K -68,311 -9%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$1.71M -$73.6K -19,000 -4%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.17M +$67.2K +17,363 +6%
Citigroup
9
Citigroup
New York
$1.16M -$70 -18 -0%
Dimensional Fund Advisors
10
Dimensional Fund Advisors
Texas
$864K +$57.8K +14,932 +7%
Millennium Management
11
Millennium Management
New York
$823K +$218K +56,301 +33%
Two Sigma Investments
12
Two Sigma Investments
New York
$819K -$736K -190,197 -46%
Goldman Sachs
13
Goldman Sachs
New York
$693K +$519K +134,141 +240%
EGM
14
Engineers Gate Manager
New York
$553K +$210K +54,257 +56%
Morgan Stanley
15
Morgan Stanley
New York
$488K -$134K -34,574 -21%
SFI
16
Susquehanna Fundamental Investments
Pennsylvania
$457K -$20.5K -5,300 -4%
Invesco
17
Invesco
Georgia
$454K +$289K +74,589 +149%
State Street
18
State Street
Massachusetts
$357K +$4.23K +1,092 +1%
PP
19
PDT Partners
New York
$342K +$81.5K +21,061 +29%
BCM
20
Bridgeway Capital Management
Texas
$274K -$213K -55,000 -42%
Tudor Investment Corp
21
Tudor Investment Corp
Connecticut
$269K +$1.19K +308 +0.4%
SSA
22
Schonfeld Strategic Advisors
New York
$261K +$118K +30,500 +74%
VIA
23
Vident Investment Advisory
Georgia
$248K +$3.83K +990 +1%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$241K -$290K -74,844 -53%
Northern Trust
25
Northern Trust
Illinois
$227K -$17.9K -4,617 -7%

AAOI Hedge Fund Activity: Q1 2022 in Review

70 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2022, worth a combined $35.6M — down 36% from $55.7M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of AAOI and 6 opened new positions — a net loss of 15 holders — while 31 trimmed existing stakes and 17 added.

The largest buyer was Kovack Advisors, adding an estimated $981K. The largest seller was Jacobs Levy Equity Management, exiting entirely with an estimated $1.67M sold.

  • 70 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2022, down from 86 in Q4 2021.
  • Funds reported $35.6M of Applied Optoelectronics stock for Q1 2022, down 36% quarter-over-quarter.
  • 6 funds opened new Applied Optoelectronics positions in Q1 2022 and 21 closed out, a net change of -15 holders.
  • The largest Applied Optoelectronics buyer in Q1 2022 was Kovack Advisors, an estimated $981K added.
  • The largest Applied Optoelectronics seller in Q1 2022 was Jacobs Levy Equity Management, an estimated $1.67M sold.

Based on aggregated 13F filings for Q1 2022.