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Applied Optoelectronics

108 hedge funds and large institutions have $112M invested in Applied Optoelectronics in 2021 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 33 increasing their positions, 36 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less capital invested

Capital invested by funds: $118M → $112M (-$5.82M)

8% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 36

9% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 22

2% less funds holding

Funds holding: 110108 (-2)

3.59% less ownership

Funds ownership: 52.79%49.21% (-3.6%)

55% less call options, than puts

Call options by funds: $2.36M | Put options by funds: $5.2M

Holders
108
Holders Change
-2
Holders Change %
-1.82%
% of All Funds
1.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
33
Reduced
36
Closed
22
Calls
$2.36M
Puts
$5.2M
Net Calls
-$2.84M
Net Calls Change
-$255K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$25.4M -$8.63M -1,060,467 -26%
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.3M -$1.38M -169,673 -11%
Ameriprise
3
Ameriprise
Minnesota
$6.14M +$4.99M +612,548 +548%
CCPM
4
Cooper Creek Partners Management
New York
$5.66M +$1.01M +124,000 +23%
KA
5
Kovack Advisors
Florida
$4.97M +$1.27M +155,800 +36%
Morgan Stanley
6
Morgan Stanley
New York
$4.27M -$911K -111,901 -18%
RA
7
Royce & Associates
New York
$3.77M +$3.62M +445,000 New
State Street
8
State Street
Massachusetts
$3.65M -$1.96M -240,929 -36%
Millennium Management
9
Millennium Management
New York
$2.73M +$2.62M +321,998 New
NM
10
Newtyn Management
New York
$2.68M +$2.57M +316,050 New
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$2.58M -$91.3K -11,221 -4%
WMSA
12
Weiss Multi-Strategy Advisers
New York
$2.58M +$654K +80,336 +36%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$2.42M -$736K -90,475 -24%
Two Sigma Investments
14
Two Sigma Investments
New York
$2.03M +$1.65M +202,160 +533%
Assenagon Asset Management
15
Assenagon Asset Management
Luxembourg
$1.96M -$1.89M -232,499 -50%
BBCM
16
Boardman Bay Capital Management
New York
$1.69M +$580K +71,266 +56%
Citadel Advisors
17
Citadel Advisors
Florida
$1.58M +$415K +50,976 +38%
Invesco
18
Invesco
Georgia
$1.5M +$21.9K +2,692 +2%
Principal Financial Group
19
Principal Financial Group
Iowa
$1.45M +$16.6K +2,037 +1%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.33M +$75.9K +9,328 +6%
D.E. Shaw & Co
21
D.E. Shaw & Co
New York
$1.23M -$47.4K -5,821 -4%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$1.13M -$769K -94,437 -41%
Goldman Sachs
23
Goldman Sachs
New York
$1.13M +$231K +28,400 +27%
Russell Investments Group
24
Russell Investments Group
United Kingdom
$1.06M +$570K +70,079 +127%
Charles Schwab
25
Charles Schwab
California
$917K -$433K -53,132 -33%

AAOI Hedge Fund Activity: Q2 2021 in Review

108 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q2 2021, worth a combined $112M — down 4.9% from $118M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 20 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 33 added.

The largest buyer was Ameriprise, adding an estimated $4.99M. The largest seller was BlackRock, cutting an estimated $8.63M.

  • 108 institutional investors held Applied Optoelectronics (AAOI) as of Q2 2021, down from 110 in Q1 2021.
  • Funds reported $112M of Applied Optoelectronics stock for Q2 2021, down 4.9% quarter-over-quarter.
  • 20 funds opened new Applied Optoelectronics positions in Q2 2021 and 22 closed out, a net change of -2 holders.
  • The largest Applied Optoelectronics buyer in Q2 2021 was Ameriprise, an estimated $4.99M added.
  • The largest Applied Optoelectronics seller in Q2 2021 was BlackRock, an estimated $8.63M sold.

Based on aggregated 13F filings for Q2 2021.