Newtyn Management’s Applied Optoelectronics AAOI Stock Holding History

Newtyn Management’s Portfolio AAOI Stock Details AAOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-316,050	Closed	-$2.27M	–	36
2021 Q3	$2.27M	Hold	316,050	–	–	0.61%	32
2021 Q2	$2.68M	Buy	+316,050	New	+$2.57M	0.74%	29
2021 Q1	–	Sell	-316,050	Closed	-$2.69M	–	103
2020 Q4	$2.69M	Hold	316,050	–	–	0.62%	40
2020 Q3	$3.56M	Hold	316,050	–	–	0.86%	38
2020 Q2	$3.44M	Hold	316,050	–	–	1.26%	32
2020 Q1	$2.4M	Buy	316,050 +183,166	+138%	+$1.93M	0.83%	38
2019 Q4	$1.58M	Sell	132,884 -213,166	-62%	-$2.27M	0.15%	43
2019 Q3	$3.88M	Hold	346,050	–	–	0.37%	36
2019 Q2	$3.56M	Hold	346,050	–	–	0.46%	30
2019 Q1	$4.22M	Buy	+346,050	New	+$5.22M	0.8%	28
2018 Q4	–	Sell	-513,452	Closed	-$12.7M	–	39
2018 Q3	$12.7M	Buy	+513,452	New	+$20.1M	2.17%	16
2018 Q2	–	Sell	-52,337	Closed	-$1.31M	–	23
2018 Q1	$1.31M	Sell	52,337 -166,663	-76%	-$5.19M	0.23%	20
2017 Q4	$8.28M	Buy	219,000 +19,000	+10%	+$838K	1.27%	17
2017 Q3	$12.9M	Buy	+200,000	New	+$14.1M	2.09%	15

Other funds holding AAOI

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $1.87B AUM 29.51% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Jacobs Levy Equity Management Florham Park, New Jersey $23.8B AUM 25.4% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Newtyn Management's AAOI Position: Q4 2021 in Review

Newtyn Management sold out of Applied Optoelectronics (AAOI) in Q4 2021, closing a stake of 316,050 shares — an estimated $2.27M sold.

Newtyn Management first reported a position in AAOI in Q3 2017 and held it in 14 quarters. The position peaked at $12.9M in Q3 2017. 86 funds tracked by Wall St. Rank hold AAOI as of Q4 2021.

Newtyn Management reported no remaining Applied Optoelectronics position as of Q4 2021 after selling out during the quarter.
Newtyn Management sold 316,050 Applied Optoelectronics shares in Q4 2021, an estimated $2.27M.
Newtyn Management first reported a position in Applied Optoelectronics in Q3 2017 and held it in 14 quarters.
Newtyn Management's Applied Optoelectronics position peaked at $12.9M in Q3 2017.
86 funds tracked by Wall St. Rank held Applied Optoelectronics as of Q4 2021.

Based on Newtyn Management's 13F filing for Q4 2021, filed 14 Feb 2022.