Applied Optoelectronics
AAOI
101 hedge funds and large institutions have $96.7M invested in Applied Optoelectronics in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 26 reducing their positions, and 17 closing their positions.
65% more repeat investments, than reductions
Existing positions increased: 43 | Existing positions reduced: 26
0.39% more ownership
Funds ownership: 49.21% → 49.6% (+0.39%)
6% less funds holding
Funds holding: 108 → 101 (-7)
14% less capital invested
Capital invested by funds: $112M → $96.7M (-$15.2M)
35% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 17
61% less call options, than puts
Call options by funds: $1.63M | Put options by funds: $4.2M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
+$4.04M |
| 2 |
Two Sigma Advisers
New York
|
+$2.21M |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$1.4M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.04M |
| 5 |
Two Sigma Investments
New York
|
+$836K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
-$2.73M |
| 2 |
WMSA
Weiss Multi-Strategy Advisers
New York
|
-$2.58M |
| 3 |
Morgan Stanley
New York
|
-$1.37M |
| 4 |
Russell Investments Group
London,
United Kingdom
|
-$866K |
| 5 |
E
Ergoteles
New York
|
-$795K |
AAOI Hedge Fund Activity: Q3 2021 in Review
101 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2021, worth a combined $96.7M — down 14% from $112M a quarter earlier.
Sellers outnumbered buyers: 17 funds closed out of AAOI and 11 opened new positions — a net loss of 6 holders — while 26 trimmed existing stakes and 43 added.
The largest buyer was Royce & Associates, adding an estimated $4.04M. The largest seller was Millennium Management, exiting entirely with an estimated $2.73M sold.
- 101 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2021, down from 108 in Q2 2021.
- Funds reported $96.7M of Applied Optoelectronics stock for Q3 2021, down 14% quarter-over-quarter.
- 11 funds opened new Applied Optoelectronics positions in Q3 2021 and 17 closed out, a net change of -6 holders.
- The largest Applied Optoelectronics buyer in Q3 2021 was Royce & Associates, an estimated $4.04M added.
- The largest Applied Optoelectronics seller in Q3 2021 was Millennium Management, an estimated $2.73M sold.
Based on aggregated 13F filings for Q3 2021.