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Applied Optoelectronics
AAOI

Overview Fund Activity

95 hedge funds and large institutions have $284M invested in Applied Optoelectronics in 2016 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 31 increasing their positions, 25 reducing their positions, and 18 closing their positions.

Holders
95
Holders Change
+13
Holders Change %
+15.85%
% of All Funds
2.54%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
31
Increased
31
Reduced
25
Closed
18
Calls
$5.24M
Puts
$5.73M
Net Calls
-$486K
Net Calls Change
-$584K

Top Buyers

1
WRCM
1
Whale Rock Capital Management
Massachusetts
$14.6M
2
TCM
2
Trafelet Capital Management
New York
$22.8M
3
VCM
3
Venator Capital Management
Ontario, Canada
$3.2M
4
EI
4
EAM Investors
California
$2.98M
5
HT
5
HAP Trading
New York
$2.7M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$42.5M
2
CCPM
2
Cooper Creek Partners Management
New York
$0
3
AAP
3
Ardsley Advisory Partners
Connecticut
$0
4
WA
4
Wasatch Advisors
Utah
$0
5
PI
5
Putnam Investments
Massachusetts
$1.17M
Name Market Value Shares Shares
Change 		Shares
Change %
Wellington Management Group
1
Wellington Management Group
Massachusetts
$42.5M 1,913,078 -337,308 -15%
TCM
2
Trafelet Capital Management
New York
$22.8M 1,028,635 +150,489 +17%
KCM
3
Kennedy Capital Management
Missouri
$16.1M 726,747 -40,519 -5%
WRCM
4
Whale Rock Capital Management
Massachusetts
$14.6M 659,431 +659,431 New
Vanguard Group
5
Vanguard Group
Pennsylvania
$13.1M 591,195 +11,120 +2%
RA
6
Royce & Associates
New York
$10.7M 482,585 +24,085 +5%
GCM
7
Goldman Capital Management
New York
$10.4M 469,300 -19,000 -4%
BFA
8
BlackRock Fund Advisors
California
$10.3M 462,603 +37,872 +9%
HRCM
9
Hood River Capital Management
Florida
$9.4M 423,368 +62,503 +17%
GGHC
10
Gilder Gagnon Howe & Co
New York
$9.36M 421,296 -57,491 -12%
BIT
11
BlackRock Institutional Trust
California
$9.21M 414,727 +10,632 +3%
EA
12
Emerald Advisers
Pennsylvania
$9.21M 414,641 -5,370 -1%
SC
13
Selz Capital
New York
$9.17M 413,000 +8,000 +2%
EMFAT
14
Emerald Mutual Fund Advisers Trust
Pennsylvania
$8.91M 401,283 +19,160 +5%
Wells Fargo
15
Wells Fargo
California
$6.54M 294,348 +111,073 +61%
WRF
16
Waddell & Reed Financial
Kansas
$6.4M 288,186 +97,386 +51%
State Street
17
State Street
Massachusetts
$5.5M 247,582 +12,651 +5%
PIMJS
18
PKO Investment Management Joint-Stock
Poland
$4.72M 212,500 – –
Northern Trust
19
Northern Trust
Illinois
$3.54M 159,223 +1,256 +0.8%
VCM
20
Venator Capital Management
Ontario, Canada
$3.2M 144,272 +144,272 New
EI
21
EAM Investors
California
$2.98M 134,219 +134,219 New
Ameriprise
22
Ameriprise
Minnesota
$2.81M 126,583 +11,758 +10%
PCM
23
Portolan Capital Management
Massachusetts
$2.79M 125,696 -228,784 -65%
HT
24
HAP Trading
New York
$2.7M 121,373 +121,373 New
Geode Capital Management
25
Geode Capital Management
Massachusetts
$2.36M 106,207 +3,136 +3%
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