Trafelet Capital Management’s Applied Optoelectronics AAOI Stock Holding History

Trafelet Capital Management’s Portfolio AAOI Stock Details AAOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-77,350	Closed	-$1.91M	–	7
2018 Q3	$1.91M	Buy	+77,350	New	+$3.03M	1.52%	10
2018 Q1	–	Sell	-92,900	Closed	-$3.51M	–	12
2017 Q4	$3.51M	Sell	92,900 -282,555	-75%	-$12.5M	2.45%	11
2017 Q3	$24.3M	Buy	375,455 +243,389	+184%	+$17.2M	17.77%	1
2017 Q2	$8.16M	Sell	132,066 -171,377	-56%	-$10M	6.55%	7
2017 Q1	$17M	Sell	303,443 -672,284	-69%	-$26.5M	12%	3
2016 Q4	$22.9M	Sell	975,727 -52,908	-5%	-$1.23M	16.05%	2
2016 Q3	$22.8M	Buy	1,028,635 +150,489	+17%	+$2.33M	17.27%	2
2016 Q2	$9.79M	Buy	878,146 +31,000	+4%	+$350K	9.59%	7
2016 Q1	$12.6M	Buy	847,146 +71,435	+9%	+$1.14M	11.16%	4
2015 Q4	$13.3M	Buy	775,711 +49,800	+7%	+$904K	10.21%	4
2015 Q3	$13.6M	Buy	725,911 +106,235	+17%	+$2.07M	9.19%	4
2015 Q2	$10.8M	Buy	+619,676	New	+$9.9M	6.22%	8

Other funds holding AAOI

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State of Tennessee, Department of Treasury Nashville, Tennessee $29.8B AUM 29.48% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Teachers Advisors New York $81.7B AUM 13.62% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Trafelet Capital Management's AAOI Position: Q4 2018 in Review

Trafelet Capital Management sold out of Applied Optoelectronics (AAOI) in Q4 2018, closing a stake of 77,350 shares — an estimated $1.91M sold.

Trafelet Capital Management first reported a position in AAOI in Q2 2015 and held it in 12 quarters. The position peaked at $24.3M in Q3 2017. 139 funds tracked by Wall St. Rank hold AAOI as of Q4 2018.

Trafelet Capital Management reported no remaining Applied Optoelectronics position as of Q4 2018 after selling out during the quarter.
Trafelet Capital Management sold 77,350 Applied Optoelectronics shares in Q4 2018, an estimated $1.91M.
Trafelet Capital Management first reported a position in Applied Optoelectronics in Q2 2015 and held it in 12 quarters.
Trafelet Capital Management's Applied Optoelectronics position peaked at $24.3M in Q3 2017.
139 funds tracked by Wall St. Rank held Applied Optoelectronics as of Q4 2018.

Based on Trafelet Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.