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Applied Optoelectronics
AAOI

Overview Fund Activity

81 hedge funds and large institutions have $171M invested in Applied Optoelectronics in 2015 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 27 increasing their positions, 22 reducing their positions, and 14 closing their positions.

Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
2.18%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
20
Increased
27
Reduced
22
Closed
14
Calls
$2M
Puts
$750K
Net Calls
+$1.25M
Net Calls Change
-$105M

Top Buyers

1
TCM
1
Trafelet Capital Management
New York
$10.8M
2
HRCM
2
Hood River Capital Management
Florida
$9.33M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$3.95M
4
EI
4
EAM Investors
California
$3.1M
5
RFC
5
Russell Frank Company
Washington
$4.74M

Top Sellers

1
NCM
1
Newland Capital Management
New York
$390K
2
CCM
2
Coe Capital Management
Illinois
$0
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$25.7M
4
PCM
4
Potomac Capital Management
New York
$0
5
Bank of Nova Scotia
5
Bank of Nova Scotia
Ontario, Canada
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wellington Management Group
1
Wellington Management Group
Massachusetts
$25.7M 1,481,900 -63,900 -4%
AAP
2
Ardsley Advisory Partners
Connecticut
$12.1M 695,000 +32,100 +5%
KCM
3
Kennedy Capital Management
Missouri
$11.2M 643,431 +33,130 +5%
TCM
4
Trafelet Capital Management
New York
$10.8M 619,676 +619,676 New
HRCM
5
Hood River Capital Management
Florida
$9.33M 537,502 +284,006 +112%
GGHC
6
Gilder Gagnon Howe & Co
New York
$7.94M 457,084 -26,084 -5%
GMCM
7
Gruber & McBaine Capital Management
California
$7.38M 425,000 – –
SC
8
Selz Capital
New York
$6.94M 400,000 – –
BFA
9
BlackRock Fund Advisors
California
$6.78M 390,601 -20,603 -5%
Vanguard Group
10
Vanguard Group
Pennsylvania
$5.52M 318,144 +5,682 +2%
RFC
11
Russell Frank Company
Washington
$4.74M 272,956 +162,146 +146%
GIPM
12
G2 Investment Partners Management
New York
$4.74M 272,814 +128,601 +89%
RJA
13
Raymond James & Associates
Florida
$4.43M 255,177 +3,732 +1%
Lord, Abbett & Co
14
Lord, Abbett & Co
New Jersey
$3.95M 227,688 +227,688 New
State Street
15
State Street
Massachusetts
$3.65M 210,180 +11,774 +6%
EI
16
EAM Investors
California
$3.1M 178,499 +178,499 New
Wells Fargo
17
Wells Fargo
California
$2.54M 146,299 -21,824 -13%
Northern Trust
18
Northern Trust
Illinois
$2.41M 138,596 -135 -0.1%
GCM
19
Goldman Capital Management
New York
$2.28M 131,400 -5,600 -4%
CCMLC
20
Cardinal Capital Management LLC (Connecticut)
Connecticut
$2.22M 127,900 – –
BIT
21
BlackRock Institutional Trust
California
$2.07M 119,013 -12,835 -10%
GC
22
Guggenheim Capital
Illinois
$1.94M 112,001 -25,887 -19%
RHJA
23
Rice Hall James & Associates
California
$1.86M 107,262 +107,262 New
Bank of New York Mellon
24
Bank of New York Mellon
New York
$1.82M 104,725 +50,323 +93%
EMFAT
25
Emerald Mutual Fund Advisers Trust
Pennsylvania
$1.77M 101,989 +101,989 New
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