Selz Capital’s Applied Optoelectronics AAOI Stock Holding History

Selz Capital’s Portfolio AAOI Stock Details AAOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-50,000	Closed	-$3.09M	–	57
2017 Q2	$3.09M	Sell	50,000 -150,000	-75%	-$8.76M	0.87%	28
2017 Q1	$11.2M	Sell	200,000 -58,000	-22%	-$2.29M	2.92%	11
2016 Q4	$6.05M	Sell	258,000 -155,000	-38%	-$3.59M	1.55%	19
2016 Q3	$9.17M	Buy	413,000 +8,000	+2%	+$124K	2.14%	15
2016 Q2	$4.52M	Buy	405,000 +100,000	+33%	+$1.13M	1.28%	22
2016 Q1	$4.55M	Sell	305,000 -95,000	-24%	-$1.51M	1.38%	18
2015 Q4	$6.86M	Hold	400,000	–	–	1.98%	14
2015 Q3	$7.51M	Hold	400,000	–	–	2.07%	16
2015 Q2	$6.94M	Hold	400,000	–	–	1.25%	24
2015 Q1	$5.55M	Buy	+400,000	New	+$4.39M	0.96%	28

Other funds holding AAOI

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

State of Tennessee, Department of Treasury Nashville, Tennessee $29.8B AUM 29.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

TCM

Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Selz Capital's AAOI Position: Q3 2017 in Review

Selz Capital sold out of Applied Optoelectronics (AAOI) in Q3 2017, closing a stake of 50,000 shares — an estimated $3.09M sold.

Selz Capital first reported a position in AAOI in Q1 2015 and held it in 10 quarters. The position peaked at $11.2M in Q1 2017. 204 funds tracked by Wall St. Rank hold AAOI as of Q3 2017.

Selz Capital reported no remaining Applied Optoelectronics position as of Q3 2017 after selling out during the quarter.
Selz Capital sold 50,000 Applied Optoelectronics shares in Q3 2017, an estimated $3.09M.
Selz Capital first reported a position in Applied Optoelectronics in Q1 2015 and held it in 10 quarters.
Selz Capital's Applied Optoelectronics position peaked at $11.2M in Q1 2017.
204 funds tracked by Wall St. Rank held Applied Optoelectronics as of Q3 2017.

Based on Selz Capital's 13F filing for Q3 2017, filed 12 Oct 2017.