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Applied Optoelectronics

55 hedge funds and large institutions have $71.8M invested in Applied Optoelectronics in 2023 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

637% more call options, than puts

Call options by funds: $2.9M | Put options by funds: $394K

270% more capital invested

Capital invested by funds: $19.4M → $71.8M (+$52.4M)

100% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 10

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

11.06% more ownership

Funds ownership: 30.21%41.27% (+11%)

6% more funds holding

Funds holding: 5255 (+3)

Holders
55
Holders Change
+3
Holders Change %
+5.77%
% of All Funds
0.86%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
20
Reduced
10
Closed
11
Calls
$2.9M
Puts
$394K
Net Calls
+$2.51M
Net Calls Change
+$2.45M
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$7.56M -$164K -62,375 -5%
PCM
2
Portolan Capital Management
Massachusetts
$7.24M +$3.19M +1,214,989 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$7.2M -$81.8K -31,200 -3%
RA
4
Royce & Associates
New York
$5.97M +$800K +304,978 +44%
EI
5
EAM Investors
California
$4.51M +$1.99M +757,304 New
BlackRock
6
BlackRock
New York
$4.27M -$424K -161,460 -18%
KA
7
Kovack Advisors
Florida
$4.04M -$521K -198,700 -23%
KCM
8
Kennedy Capital Management
Missouri
$3.13M -$762K -290,499 -36%
Marshall Wace
9
Marshall Wace
United Kingdom
$2.92M +$648K +246,907 +102%
UBS Group
10
UBS Group
Switzerland
$2.42M +$318K +121,366 +43%
Alyeska Investment Group
11
Alyeska Investment Group
Illinois
$2.36M +$1.04M +396,645 New
Geode Capital Management
12
Geode Capital Management
Massachusetts
$2.07M +$36.6K +13,953 +4%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.97M +$773K +294,591 +833%
Citigroup
14
Citigroup
New York
$1.89M
Renaissance Technologies
15
Renaissance Technologies
New York
$1.67M +$179K +68,100 +32%
CHM
16
Collaborative Holdings Management
New York
$1.58M +$695K +265,000 New
GI
17
GAMCO Investors
Connecticut
$1.09M +$391K +149,000 +438%
Assenagon Asset Management
18
Assenagon Asset Management
Luxembourg
$1.02M +$451K +171,971 New
BCM
19
Bridgeway Capital Management
Texas
$718K +$43.8K +16,700 +16%
Simplex Trading
20
Simplex Trading
Illinois
$701K +$225K +85,864 +269%
AAP
21
Ardsley Advisory Partners
Connecticut
$681K +$302K +115,000 New
GF
22
Gabelli Funds
New York
$659K -$24.9K -9,500 -8%
State Street
23
State Street
Massachusetts
$647K +$27.8K +10,600 +11%
Deutsche Bank
24
Deutsche Bank
Germany
$630K +$278K +105,788 New
Barclays
25
Barclays
United Kingdom
$490K +$114K +43,547 +113%

AAOI Hedge Fund Activity: Q2 2023 in Review

55 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q2 2023, worth a combined $71.8M — up 270% from $19.4M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new AAOI positions and 11 closed out — a net gain of 3 holders — while 20 added to existing stakes and 10 trimmed.

The largest buyer was Portolan Capital Management, opening a new position worth an estimated $3.19M. The largest seller was Kennedy Capital Management, cutting an estimated $762K.

  • 55 institutional investors held Applied Optoelectronics (AAOI) as of Q2 2023, up from 52 in Q1 2023.
  • Funds reported $71.8M of Applied Optoelectronics stock for Q2 2023, up 270% quarter-over-quarter.
  • 14 funds opened new Applied Optoelectronics positions in Q2 2023 and 11 closed out, a net change of +3 holders.
  • The largest Applied Optoelectronics buyer in Q2 2023 was Portolan Capital Management, an estimated $3.19M added.
  • The largest Applied Optoelectronics seller in Q2 2023 was Kennedy Capital Management, an estimated $762K sold.

Based on aggregated 13F filings for Q2 2023.