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Applied Optoelectronics

127 hedge funds and large institutions have $133M invested in Applied Optoelectronics in 2019 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 53 increasing their positions, 27 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 27

1.71% more ownership

Funds ownership: 63.29%65% (+1.7%)

7% less funds holding

Funds holding: 137127 (-10)

13% less capital invested

Capital invested by funds: $153M → $133M (-$20.1M)

23% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 26

26% less call options, than puts

Call options by funds: $10.6M | Put options by funds: $14.3M

Holders
127
Holders Change
-10
Holders Change %
-7.3%
% of All Funds
2.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
53
Reduced
27
Closed
26
Calls
$10.6M
Puts
$14.3M
Net Calls
-$3.77M
Net Calls Change
+$1.45M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$30.3M +$851K +79,610 +3%
Morgan Stanley
2
Morgan Stanley
New York
$12.4M +$3.99M +373,423 +45%
Vanguard Group
3
Vanguard Group
Pennsylvania
$12.1M +$95.3K +8,917 +0.8%
State Street
4
State Street
Massachusetts
$5.59M +$193K +18,048 +3%
JP Morgan Chase
5
JP Morgan Chase
New York
$5.26M +$2.3M +214,841 +76%
RA
6
Royce & Associates
New York
$4.97M +$1.74M +162,744 +51%
ICOM
7
Investment Counselors of Maryland
Maryland
$4.86M +$55.2K +5,164 +1%
Deutsche Bank
8
Deutsche Bank
Germany
$3.7M +$1.48M +138,604 +63%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$3.59M -$19.9K -1,857 -0.5%
NM
10
Newtyn Management
New York
$3.56M
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$3.54M +$214K +20,053 +6%
Point72 Asset Management
12
Point72 Asset Management
Connecticut
$3.08M +$3.21M +300,000 New
Citadel Advisors
13
Citadel Advisors
Florida
$2.92M +$549K +51,367 +22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$2.56M +$333K +31,173 +14%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$2.56M +$94.9K +8,876 +4%
Northern Trust
16
Northern Trust
Illinois
$2.46M +$69.3K +6,482 +3%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$1.92M -$19.9K -1,857 -1%
Principal Financial Group
18
Principal Financial Group
Iowa
$1.56M +$1.48K +138 +0.1%
PP
19
PDT Partners
New York
$1.41M +$341K +31,891 +30%
Wells Fargo
20
Wells Fargo
California
$1.29M -$227K -21,269 -15%
Invesco
21
Invesco
Georgia
$1.26M +$141K +13,222 +12%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$1.13M
Charles Schwab
23
Charles Schwab
California
$1.13M +$139K +12,965 +13%
Ameriprise
24
Ameriprise
Minnesota
$1.06M -$12.5K -1,173 -1%
N
25
Nuveen
North Carolina
$989K +$1.03M +96,237 New

AAOI Hedge Fund Activity: Q2 2019 in Review

127 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q2 2019, worth a combined $133M — down 13% from $153M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of AAOI and 20 opened new positions — a net loss of 6 holders — while 27 trimmed existing stakes and 53 added.

The largest buyer was Morgan Stanley, adding an estimated $3.99M. The largest seller was Alyeska Investment Group, exiting entirely with an estimated $3.06M sold.

  • 127 institutional investors held Applied Optoelectronics (AAOI) as of Q2 2019, down from 137 in Q1 2019.
  • Funds reported $133M of Applied Optoelectronics stock for Q2 2019, down 13% quarter-over-quarter.
  • 20 funds opened new Applied Optoelectronics positions in Q2 2019 and 26 closed out, a net change of -6 holders.
  • The largest Applied Optoelectronics buyer in Q2 2019 was Morgan Stanley, an estimated $3.99M added.
  • The largest Applied Optoelectronics seller in Q2 2019 was Alyeska Investment Group, an estimated $3.06M sold.

Based on aggregated 13F filings for Q2 2019.