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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+12.17%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$119M
AUM Growth
–
Cap. Flow
+$64.9M
Cap. Flow %
54.5%
Top 10 Hldgs %
71.58%
Holding
92
New
84
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$11.9M
2
UIS.PRA
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
+$4.34M
3
HIMX
Himax Technologies
HIMX
+$1.32M
4
AAPL icon
Apple
AAPL
+$1.32M
5
FTNT icon
Fortinet
FTNT
+$1.17M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Financials 3.82%
3 Industrials 1.8%
4 Healthcare 1.78%
5 Real Estate 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGEN icon
76
Precigen
PGEN
$1.95B
$119K 0.1%
+5,232
New +$106K
OTIV
77
DELISTED
OTI On Track Innovations Ltd
OTIV
$114K 0.1%
+35,000
New +$85.2K
QUIK icon
78
QuickLogic
QUIK
$211M
$84K 0.07%
+1,518
New +$71.5K
RSOL
79
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$76K 0.06%
+25,000
New +$73.7K
RBBN icon
80
Ribbon Communications
RBBN
$389M
$67K 0.06%
+4,250
New +$65.6K
NXTM
81
DELISTED
NxStage Medical Inc.
NXTM
$50K 0.04%
+5,000
New +$56.8K
LPDX
82
DELISTED
LIPOSCIENCE INC COM
LPDX
$37K 0.03%
+8,701
New +$38.3K
MR
83
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$11K 0.01%
+300
New +$11.7K
AAOI icon
84
Applied Optoelectronics
AAOI
$6.5B
$1K ﹤0.01%
+36
New +$461
1 2 3
4

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ICM
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EC
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AV
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GEH
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SA
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JAA
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Piper Sandler & Co's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Piper Sandler & Co, which disclosed 92 positions worth $119M. Its ten largest holdings account for 72% of the portfolio.

Its largest position is OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,373 shares worth $12.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, followed by Financials and Industrials.

  • Piper Sandler & Co's largest Q4 2013 buy was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,373 shares worth $12.6M.
  • Piper Sandler & Co's ten largest holdings make up 72% of its $119M portfolio in Q4 2013.
  • Piper Sandler & Co disclosed 92 positions in Q4 2013, its first 13F filing on record.

Based on Piper Sandler & Co's 13F filing for Q4 2013, filed 14 Feb 2014.