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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
576
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$2.92M 0.02%
107,338
+16,114
+18% +$443K
FNDC icon
577
Schwab Fundamental International Small Company Index ETF
FNDC
$3.14B
$2.91M 0.02%
84,240
+45,264
+116% +$1.56M
PRF icon
578
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.89M 0.02%
121,725
+18,920
+18% +$444K
IYF icon
579
iShares US Financials ETF
IYF
$4.41B
$2.89M 0.02%
47,564
-34,486
-42% -$2.11M
BCI icon
580
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.08B
$2.89M 0.02%
120,707
-6,497
-5% -$153K
SPXC icon
581
SPX Corp
SPXC
$11B
$2.88M 0.02%
86,470
-63
-0.1% -$2.22K
ERC
582
Allspring Multi-Sector Income Fund
ERC
$261M
$2.87M 0.02%
235,978
+86,267
+58% +$1.08M
CXP
583
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$2.86M 0.02%
121,040
-7,218
-6% -$168K
BDCS
584
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$2.85M 0.02%
137,631
+12,546
+10% +$260K
IVOO icon
585
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.93B
$2.84M 0.02%
41,836
+1,356
+3% +$92K
FTCS icon
586
First Trust Capital Strength ETF
FTCS
$8B
$2.83M 0.02%
51,302
+16,604
+48% +$891K
DALI icon
587
First Trust DorseyWright DALI 1 ETF
DALI
$99.8M
$2.83M 0.02%
+134,524
New +$2.8M
CNI icon
588
Canadian National Railway
CNI
$75.9B
$2.82M 0.02%
31,406
-12,599
-29% -$1.1M
MAR icon
589
Marriott International
MAR
$91.2B
$2.81M 0.02%
21,366
-2,982
-12% -$380K
ROST icon
590
Ross Stores
ROST
$81.5B
$2.81M 0.02%
28,344
+1,349
+5% +$124K
BANX
591
ArrowMark Financial
BANX
$197M
$2.79M 0.02%
124,542
+8,772
+8% +$197K
PEG icon
592
Public Service Enterprise Group
PEG
$37.4B
$2.78M 0.02%
52,688
+2,236
+4% +$117K
RWR icon
593
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$2.77M 0.02%
29,704
+11,486
+63% +$1.09M
HPQ icon
594
HP
HPQ
$26.6B
$2.77M 0.02%
107,469
+7,889
+8% +$191K
ITB icon
595
iShares US Home Construction ETF
ITB
$2.39B
$2.76M 0.02%
78,141
+4,675
+6% +$177K
FIXD icon
596
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$2.76M 0.02%
56,371
+7,811
+16% +$385K
SCHW
597
Charles Schwab
SCHW
$186B
$2.75M 0.02%
55,916
+9,656
+21% +$493K
FTLS icon
598
First Trust Long/Short Equity ETF
FTLS
$2.49B
$2.75M 0.02%
67,927
-43,598
-39% -$1.75M
VIOO icon
599
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.32B
$2.74M 0.02%
34,432
+10,656
+45% +$851K
SAR icon
600
Saratoga Investment
SAR
$315M
$2.74M 0.02%
118,635
+29,880
+34% +$729K
22 23
24
25 26

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.