Ladenburg Thalmann Financial Services’s Schwab Fundamental International Small Company Index ETF FNDC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FNDC Stock Details FNDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$292K	Sell	9,036 -5,874	-39%	-$189K	﹤0.01%	2225
2019 Q3	$457K	Sell	14,910 -6,660	-31%	-$203K	﹤0.01%	1838
2019 Q2	$673K	Sell	21,570 -14,388	-40%	-$447K	﹤0.01%	1513
2019 Q1	$1.12M	Sell	35,958 -57,162	-61%	-$1.75M	0.01%	1112
2018 Q4	$2.64M	Buy	93,120 +8,880	+11%	+$276K	0.02%	571
2018 Q3	$2.91M	Buy	84,240 +45,264	+116%	+$1.56M	0.02%	577
2018 Q2	$1.4M	Hold	38,976	–	–	0.01%	871
2018 Q1	$1.4M	Buy	38,976 +31,927	+453%	+$1.16M	0.01%	871
2017 Q4	$253K	Buy	7,049 +4,230	+150%	+$150K	﹤0.01%	2043
2017 Q3	$99K	Buy	2,819 +765	+37%	+$25.8K	﹤0.01%	2608
2017 Q2	$67K	Sell	2,054 -30	-1%	-$958	﹤0.01%	2804
2017 Q1	$64K	Buy	2,084 +1,702	+446%	+$50.8K	﹤0.01%	2712
2016 Q4	$11K	Sell	382 -118	-24%	-$3.38K	﹤0.01%	3814
2016 Q3	$15K	Buy	+500	New	+$14.2K	﹤0.01%	3564

Other funds holding FNDC

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Foster & Motley Cincinnati, Ohio $1.94B AUM 21.65% 1-Year Est. Return

CGL

Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return

CONA

Capital One National Association New York $756M AUM

RRC

Relaxing Retirement Coach Wellesley, Massachusetts $332M AUM 11.51% 1-Year Est. Return

AFA

Arlington Financial Advisors Santa Barbara, California $702M AUM 18.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FNDC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Schwab Fundamental International Small Company Index ETF (FNDC) stake by 39% in Q4 2019, selling an estimated $189K and leaving 9,036 shares worth $292K. The position accounts for ﹤0.01% of the portfolio, ranked #2225.

Ladenburg Thalmann Financial Services first reported a position in FNDC in Q3 2016 and has held it in 14 quarters since. The position peaked at $2.91M in Q3 2018. 156 funds tracked by Wall St. Rank hold FNDC as of Q4 2019.

Ladenburg Thalmann Financial Services held 9,036 shares of Schwab Fundamental International Small Company Index ETF worth $292K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 5,874 Schwab Fundamental International Small Company Index ETF shares in Q4 2019, an estimated $189K.
Schwab Fundamental International Small Company Index ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2225 holding.
Ladenburg Thalmann Financial Services first reported a position in Schwab Fundamental International Small Company Index ETF in Q3 2016 and has held it in 14 quarters since.
Ladenburg Thalmann Financial Services's Schwab Fundamental International Small Company Index ETF position peaked at $2.91M in Q3 2018.
156 funds tracked by Wall St. Rank held Schwab Fundamental International Small Company Index ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.