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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.06B
AUM Growth
-$18.1M
Cap. Flow
+$24.6M
Cap. Flow %
1.19%
Top 10 Hldgs %
37.19%
Holding
190
New
11
Increased
66
Reduced
81
Closed
10

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.4M
2
MTS
MONTGOMERY STR INCOME SECS
MTS
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.93M
4
SWZ
Swiss Helvetia Fund
SWZ
+$5.34M
5
ICB
Morgan Stanley Income Sec. Inc
ICB
+$5.16M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
2
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$8.58M
3
IDE
Voya Infrastructure, Industrials and Materials Fund
IDE
+$6.24M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$6.03M
5
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$5.86M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 0.36%
3 Energy 0.06%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
151
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$437K 0.02%
31,387
– –
NQJ
152
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$437K 0.02%
32,771
– –
VCV icon
153
Invesco California Value Municipal Income Trust
VCV
$522M
$430K 0.02%
35,223
-4,800
-12% -$58.8K
NXQ
154
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$412K 0.02%
31,123
-300
-1% -$4.01K
FPT
155
DELISTED
Federated Premier Intermediate M
FPT
$409K 0.02%
31,868
+8,000
+34% +$103K
KEF
156
DELISTED
Korea Equity Fund
KEF
$378K 0.02%
45,749
-1,108
-2% -$9.71K
PAYX icon
157
Paychex
PAYX
$42.7B
$331K 0.02%
7,482
-72
-1% -$3.03K
FSP
158
Franklin Street Properties
FSP
$46.8M
$321K 0.02%
28,599
– –
CCA
159
DELISTED
MFS California Municipal Fund
CCA
$290K 0.01%
26,940
-1,100
-4% -$12K
DMB
160
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$286K 0.01%
24,335
– –
BFY
161
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$264K 0.01%
19,000
– –
NPI
162
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$263K 0.01%
19,600
– –
ABE
163
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$250K 0.01%
18,029
-764
-4% -$11.1K
NUE icon
164
Nucor
NUE
$62.1B
$237K 0.01%
4,368
– –
MIW
165
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$235K 0.01%
18,091
-583
-3% -$7.83K
MMM icon
166
3M
MMM
$94.3B
$227K 0.01%
1,914
– –
NYV
167
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$227K 0.01%
15,700
-67
-0.4% -$981
DIS icon
168
Walt Disney
DIS
$181B
$224K 0.01%
2,515
– –
APD icon
169
Air Products & Chemicals
APD
$67.6B
$221K 0.01%
1,838
– –
SRE icon
170
Sempra
SRE
$54.8B
$211K 0.01%
4,000
– –
BQH
171
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$207K 0.01%
15,100
+2,500
+20% +$34.3K
NXK
172
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$207K 0.01%
15,713
+619
+4% +$8.17K
PEP icon
173
PepsiCo
PEP
$190B
$205K 0.01%
+2,200
New +$201K
NPN
174
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$198K 0.01%
13,123
-2,856
-18% -$43.3K
GSIG
175
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$192K 0.01%
16,667
– –
4 5 6
7
8

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Karpus Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Karpus Investment Management held 190 positions worth $2.06B, down 0.87% from $2.08B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q3 2014 filing shows 11 new, 66 increased, 81 reduced and 10 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q3 2014 buy was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q3 2014, an estimated $11.4M increase.
  • Karpus Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12.6M.
  • Karpus Investment Management fully exited Voya Asia Pacific High Dividend Equity Income Fund in Q3 2014, selling an estimated $2.61M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.06B portfolio in Q3 2014.
  • Karpus Investment Management opened 11 new positions and closed 10 in Q3 2014.
  • Karpus Investment Management's portfolio value fell 0.87% quarter-over-quarter to $2.06B.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.