KIM

Karpus Investment Management Portfolio holdings

AUM $3.1B
1-Year Return 4.36%
This Quarter Return
+2.09%
1 Year Return
+4.36%
3 Year Return
+17.67%
5 Year Return
+23.9%
10 Year Return
+42.07%
AUM
$1.95B
AUM Growth
-$250M
Cap. Flow
-$293M
Cap. Flow %
-15.01%
Top 10 Hldgs %
29.22%
Holding
203
New
14
Increased
56
Reduced
81
Closed
35

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$26.1M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$18.8M
3
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$15.3M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
$13.4M
5
EACQ
Easterly Acquisition Corp
EACQ
$9.91M

Top Sells

1
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$154M
2
FDI
FORT DEARBORN INCOME SECS
FDI
$20.3M
3
ZF
Virtus Total Return Fund Inc.
ZF
$19.7M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$18.8M
5
VKQ icon
Invesco Municipal Trust
VKQ
$18.7M

Sector Composition

1 Financials 1.26%
2 Industrials 1.22%
3 Energy 1.03%
4 Consumer Staples 0.36%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PMO
126
Putnam Municipal Opportunities Trust
PMO
$280M
$984K 0.05%
73,516
-1,000,856
-93% -$13.4M
LAQ
127
DELISTED
Aberdeen Latin America Equity Fund, Inc.
LAQ
$975K 0.05%
48,478
-1,365
-3% -$27.5K
GGE
128
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$970K 0.05%
62,973
-21,780
-26% -$335K
CAF
129
Morgan Stanley China A Share Fund
CAF
$262M
$955K 0.05%
53,489
-1,985
-4% -$35.4K
DMB
130
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$187M
$873K 0.04%
61,200
– –
VGM icon
131
Invesco Trust Investment Grade Municipals
VGM
$525M
$871K 0.04%
58,621
-190,274
-76% -$2.83M
GGZ
132
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$115M
$802K 0.04%
77,240
-150
-0.2% -$1.56K
IAF
133
abrdn Australia Equity Fund
IAF
$126M
$752K 0.04%
133,273
-261,386
-66% -$1.47M
EEM icon
134
iShares MSCI Emerging Markets ETF
EEM
$19.2B
$745K 0.04%
21,670
– –
STZ icon
135
Constellation Brands
STZ
$26.2B
$701K 0.04%
4,240
– –
INB
136
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$672K 0.03%
77,119
+11,993
+18% +$105K
NUM
137
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$668K 0.03%
43,520
-24,235
-36% -$372K
IEI icon
138
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$599K 0.03%
4,700
+2,700
+135% +$344K
NEA icon
139
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
$569K 0.03%
37,900
– –
NAN icon
140
Nuveen New York Quality Municipal Income Fund
NAN
$342M
$550K 0.03%
35,088
-16,200
-32% -$254K
WYIG
141
DELISTED
JM Global Holding Company
WYIG
$527K 0.03%
+54,100
New +$527K
BLV icon
142
Vanguard Long-Term Bond ETF
BLV
$5.64B
$512K 0.03%
5,220
+20
+0.4% +$1.96K
KMB icon
143
Kimberly-Clark
KMB
$42.7B
$459K 0.02%
3,342
– –
STZ.B
144
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$448K 0.02%
2,696
– –
JTD
145
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$362K 0.02%
25,337
-13,025
-34% -$186K
KEF
146
DELISTED
Korea Equity Fund
KEF
$349K 0.02%
44,464
+15,994
+56% +$126K
CADT
147
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$332K 0.02%
35,490
-101,900
-74% -$953K
DIS icon
148
Walt Disney
DIS
$212B
$288K 0.01%
2,944
– –
PAYX icon
149
Paychex
PAYX
$48.4B
$284K 0.01%
4,765
-349
-7% -$20.8K
IEUR icon
150
iShares Core MSCI Europe ETF
IEUR
$6.85B
$276K 0.01%
7,000
-20,255
-74% -$799K
4 5
6
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