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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.95B
AUM Growth
-$250M
Cap. Flow
-$290M
Cap. Flow %
-14.88%
Top 10 Hldgs %
29.22%
Holding
203
New
14
Increased
56
Reduced
81
Closed
35

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.6M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$15.3M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.2M
5
EACQ
Easterly Acquisition Corp
EACQ
+$9.84M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$154M
2
FDI
FORT DEARBORN INCOME SECS
FDI
+$20.3M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$19.9M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$18.8M
5
VKQ icon
Invesco Municipal Trust
VKQ
+$17.9M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 1.22%
3 Energy 1.03%
4 Consumer Staples 0.36%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMO
126
Franklin Municipal Opportunities Trust
PMO
$285M
$984K 0.05%
73,516
-1,000,856
-93% -$13.1M
LAQ
127
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$975K 0.05%
48,478
-1,365
-3% -$25.5K
GGE
128
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$970K 0.05%
62,973
-21,780
-26% -$334K
CAF
129
Morgan Stanley China A Share Fund
CAF
$327M
$955K 0.05%
53,489
-1,985
-4% -$34.1K
DMB
130
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$873K 0.04%
61,200
– –
VGM icon
131
Invesco Trust Investment Grade Municipals
VGM
$564M
$871K 0.04%
58,621
-190,274
-76% -$2.73M
GGZ
132
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$802K 0.04%
77,240
-150
-0.2% -$1.57K
IAF
133
abrdn Australia Equity Fund
IAF
$127M
$752K 0.04%
44,424
-87,129
-66% -$1.47M
EEM icon
134
iShares MSCI Emerging Markets ETF
EEM
$30B
$745K 0.04%
21,670
– –
STZ icon
135
Constellation Brands
STZ
$23.2B
$701K 0.04%
4,240
– –
INB
136
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$672K 0.03%
77,119
+11,993
+18% +$105K
NUM
137
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$668K 0.03%
43,520
-24,235
-36% -$358K
IEI icon
138
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$599K 0.03%
4,700
+2,700
+135% +$340K
NEA icon
139
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$569K 0.03%
37,900
– –
NAN icon
140
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$550K 0.03%
35,088
-16,200
-32% -$246K
WYIG
141
DELISTED
JM Global Holding Company
WYIG
$527K 0.03%
+54,100
New +$524K
BLV icon
142
Vanguard Long-Term Bond ETF
BLV
$5.74B
$512K 0.03%
5,220
+20
+0.4% +$1.89K
KMB icon
143
Kimberly-Clark
KMB
$36.5B
$459K 0.02%
3,342
– –
STZ.B
144
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$448K 0.02%
2,696
– –
JTD
145
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$362K 0.02%
25,337
-13,025
-34% -$184K
KEF
146
DELISTED
Korea Equity Fund
KEF
$349K 0.02%
44,464
+15,994
+56% +$124K
CADT
147
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$332K 0.02%
35,490
-101,900
-74% -$962K
DIS icon
148
Walt Disney
DIS
$181B
$288K 0.01%
2,944
– –
PAYX icon
149
Paychex
PAYX
$42.7B
$284K 0.01%
4,765
-349
-7% -$18.7K
IEUR icon
150
iShares Core MSCI Europe ETF
IEUR
$9.17B
$276K 0.01%
7,000
-20,255
-74% -$837K
4 5
6
7 8

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Karpus Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Karpus Investment Management held 203 positions worth $1.95B, down 11% from $2.2B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management withdrew a net $290M in Q2 2016, closing 35 positions and reducing 81 holdings. Its most notable exit was AllianceBernstein Income Fund Inc, an estimated $154M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3% of assets, up from 2.4% a quarter earlier, followed by Industrials and Energy.

Against the trend, Karpus Investment Management opened a new position in iShares Currency Hedged MSCI Japan ETF worth $13.4M.

  • Karpus Investment Management's largest Q2 2016 buy was iShares Currency Hedged MSCI Japan ETF: 574,480 shares worth $13.4M.
  • Karpus Investment Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q2 2016, an estimated $25.2M increase.
  • Karpus Investment Management's biggest Q2 2016 reduction was Virtus Total Return Fund Inc., cutting an estimated $19.9M.
  • Karpus Investment Management fully exited AllianceBernstein Income Fund Inc in Q2 2016, selling an estimated $154M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.95B portfolio in Q2 2016.
  • Karpus Investment Management opened 14 new positions and closed 35 in Q2 2016.
  • Karpus Investment Management's portfolio value fell 11% quarter-over-quarter to $1.95B.

Based on Karpus Investment Management's 13F filing for Q2 2016, filed 15 Aug 2016.