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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JLS icon
101
Nuveen Mortgage and Income Fund
JLS
$94.9M
$3.88M 0.18%
173,200
-5,575
-3% -$125K
EGF
102
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$3.83M 0.18%
278,275
+73,875
+36% +$1.01M
JEQ
103
DELISTED
abrdn Japan Equity Fund
JEQ
$3.74M 0.17%
545,235
+61,398
+13% +$470K
VTN icon
104
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$3.69M 0.17%
267,721
-15,023
-5% -$202K
ETX
105
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$3.61M 0.17%
208,364
-2,700
-1% -$46.5K
BYM
106
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$3.6M 0.17%
261,256
-24,581
-9% -$337K
MFT
107
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$3.57M 0.17%
264,400
+3,231
+1% +$43K
IHD
108
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$3.53M 0.16%
457,830
+146,236
+47% +$1.23M
EWJ icon
109
iShares MSCI Japan ETF
EWJ
$22.6B
$3.48M 0.16%
76,001
-14,801
-16% -$730K
IAF
110
abrdn Australia Equity Fund
IAF
$127M
$3.46M 0.16%
215,318
-24,873
-10% -$435K
PAI
111
Western Asset Investment Grade Income Fund
PAI
$113M
$3.21M 0.15%
243,390
-31,500
-11% -$416K
NRK icon
112
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$916M
$3.12M 0.14%
247,523
+166,923
+207% +$2.1M
NAN icon
113
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$3.08M 0.14%
229,685
+16,856
+8% +$227K
BTA
114
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$3.08M 0.14%
279,580
+10,700
+4% +$117K
NBB icon
115
Nuveen Taxable Municipal Income Fund
NBB
$453M
$3.04M 0.14%
154,950
+2,350
+2% +$45.8K
MSF
116
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$3.02M 0.14%
239,254
+13,117
+6% +$178K
CAF
117
Morgan Stanley China A Share Fund
CAF
$328M
$2.91M 0.14%
129,753
-18,170
-12% -$494K
GF
118
New Germany Fund
GF
$186M
$2.81M 0.13%
195,016
-21,536
-10% -$326K
RQI icon
119
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$2.78M 0.13%
245,943
-35,533
-13% -$397K
VVR icon
120
Invesco Senior Income Trust
VVR
$459M
$2.77M 0.13%
+662,000
New +$2.88M
MFL
121
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.46M 0.11%
174,138
-13,352
-7% -$188K
MSP
122
DELISTED
Madison Strategic Sector
MSP
$2.44M 0.11%
+228,854
New +$2.58M
EMF
123
Templeton Emerging Markets Fund
EMF
$324M
$2.38M 0.11%
215,677
+68,881
+47% +$856K
MGU
124
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$2.27M 0.11%
117,973
+107,350
+1,011% +$2.36M
LOR
125
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2.21M 0.1%
243,006
+122,943
+102% +$1.29M
3 4
5
6 7

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Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.