We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
76
Gabelli Healthcare & Wellness Trust
GRX
$147M
$8.21M 0.38%
847,185
+66,036
+8% +$719K
ENX
77
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$8.21M 0.38%
651,218
+5,364
+0.8% +$66.8K
WEA
78
Western Asset Premier Bond Fund
WEA
$124M
$8.03M 0.37%
645,298
+449,312
+229% +$5.77M
HCF
79
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$7.37M 0.34%
1,288,406
+221,818
+21% +$1.27M
NPI
80
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$7.06M 0.33%
526,569
+178,961
+51% +$2.37M
VEU icon
81
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$6.94M 0.32%
162,860
-189,721
-54% -$8.76M
DIAX
82
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$6.91M 0.32%
512,262
+278,752
+119% +$3.99M
ETJ
83
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$6.76M 0.31%
704,392
-13,685
-2% -$143K
NXZ
84
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$6.72M 0.31%
493,756
+184,636
+60% +$2.49M
AFB
85
AllianceBernstein National Municipal Income Fund
AFB
$316M
$6.68M 0.31%
502,378
+81,699
+19% +$1.08M
WIA
86
Western Asset Inflation-Linked Income Fund
WIA
$186M
$6M 0.28%
569,082
-308,128
-35% -$3.37M
BSV icon
87
Vanguard Short-Term Bond ETF
BSV
$45.6B
$5.84M 0.27%
72,590
-97,000
-57% -$7.77M
MZF
88
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$5.81M 0.27%
435,649
+246,728
+131% +$3.33M
RFI
89
Cohen & Steers Total Return Realty Fund
RFI
$310M
$5.62M 0.26%
473,232
-133,144
-22% -$1.64M
BND icon
90
Vanguard Total Bond Market
BND
$161B
$5.49M 0.26%
67,058
-108,405
-62% -$8.84M
BTT icon
91
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$5.07M 0.24%
248,610
-227,652
-48% -$4.67M
EEA
92
European Equity Fund
EEA
$76.6M
$5.05M 0.23%
649,735
-65,630
-9% -$547K
TAI
93
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$4.99M 0.23%
230,181
-164,641
-42% -$3.57M
SGF
94
DELISTED
Aberdeen Singapore Fund
SGF
$4.7M 0.22%
543,524
-20,861
-4% -$206K
ACWX icon
95
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$4.68M 0.22%
+119,930
New +$5.05M
JCE icon
96
Nuveen Core Equity Alpha Fund
JCE
$289M
$4.53M 0.21%
328,800
+286,993
+686% +$4.45M
VKI icon
97
Invesco Advantage Municipal Income Trust II
VKI
$399M
$4.42M 0.21%
389,291
+4,400
+1% +$48.9K
EWU icon
98
iShares MSCI United Kingdom ETF
EWU
$4.15B
$4.21M 0.2%
128,550
-61,274
-32% -$2.16M
MUS
99
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.95M 0.18%
306,236
-9,051
-3% -$117K
CHN
100
DELISTED
China Fund
CHN
$3.88M 0.18%
244,110
-23,225
-9% -$399K
2 3
4
5 6

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.