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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.06B
AUM Growth
-$18.1M
Cap. Flow
+$24.6M
Cap. Flow %
1.19%
Top 10 Hldgs %
37.19%
Holding
190
New
11
Increased
66
Reduced
81
Closed
10

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.4M
2
MTS
MONTGOMERY STR INCOME SECS
MTS
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.93M
4
SWZ
Swiss Helvetia Fund
SWZ
+$5.34M
5
ICB
Morgan Stanley Income Sec. Inc
ICB
+$5.16M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
2
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$8.58M
3
IDE
Voya Infrastructure, Industrials and Materials Fund
IDE
+$6.24M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$6.03M
5
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$5.86M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 0.36%
3 Energy 0.06%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZF
51
DELISTED
Virtus Total Return Fund Inc.
ZF
$13.6M 0.66%
893,964
-143,784
-14% -$2.23M
EZU icon
52
iShare MSCI Eurozone ETF
EZU
$9.91B
$12.8M 0.62%
331,662
-70,588
-18% -$2.83M
NEA icon
53
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$12.3M 0.59%
906,620
-45,742
-5% -$611K
BSV icon
54
Vanguard Short-Term Bond ETF
BSV
$45.6B
$12.1M 0.59%
151,665
-30,150
-17% -$2.42M
HCF
55
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$11.2M 0.54%
1,051,538
+176,175
+20% +$1.87M
WIA
56
Western Asset Inflation-Linked Income Fund
WIA
$186M
$11.1M 0.54%
963,270
-38,302
-4% -$460K
NXZ
57
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$10.9M 0.53%
784,283
+55,000
+8% +$757K
NIE
58
Virtus Equity & Convertible Income Fund
NIE
$732M
$10.9M 0.53%
546,629
+87,802
+19% +$1.78M
VTI icon
59
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$10.8M 0.52%
106,227
+24,981
+31% +$2.55M
VGM icon
60
Invesco Trust Investment Grade Municipals
VGM
$564M
$10.6M 0.51%
808,291
+19,550
+2% +$253K
JOF
61
Japan Smaller Capitalization Fund
JOF
$350M
$9.59M 0.46%
989,800
+152,915
+18% +$1.48M
SHY icon
62
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$9.54M 0.46%
112,914
-3,785
-3% -$320K
IRL
63
DELISTED
NEW IRELAND FUND INC
IRL
$9.47M 0.46%
747,218
+103,679
+16% +$1.36M
GF
64
New Germany Fund
GF
$188M
$9.27M 0.45%
554,987
+8,068
+1% +$142K
RFI
65
Cohen & Steers Total Return Realty Fund
RFI
$310M
$9M 0.44%
752,851
+88,955
+13% +$1.11M
DXJ icon
66
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$8.37M 0.41%
159,943
-3,483
-2% -$175K
VKI icon
67
Invesco Advantage Municipal Income Trust II
VKI
$401M
$8.31M 0.4%
730,582
+46,325
+7% +$521K
APB
68
DELISTED
Asia Pacific Fund
APB
$7.77M 0.38%
688,676
+23,649
+4% +$276K
VCSH icon
69
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$7.22M 0.35%
90,425
-3,550
-4% -$284K
LII icon
70
Lennox International
LII
$15.2B
$7.2M 0.35%
93,663
-60
-0.1% -$5.07K
EPP icon
71
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$7.04M 0.34%
152,899
-20,831
-12% -$1.04M
EOT
72
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$6.68M 0.32%
335,292
-20,598
-6% -$412K
BHK icon
73
BlackRock Core Bond Trust
BHK
$667M
$6.64M 0.32%
496,774
-64,886
-12% -$880K
CHN
74
DELISTED
China Fund
CHN
$6.51M 0.32%
312,506
+3,876
+1% +$85K
SGF
75
DELISTED
Aberdeen Singapore Fund
SGF
$6.31M 0.31%
507,310
+45,430
+10% +$593K
1 2
3
4 5

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Karpus Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Karpus Investment Management held 190 positions worth $2.06B, down 0.87% from $2.08B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q3 2014 filing shows 11 new, 66 increased, 81 reduced and 10 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q3 2014 buy was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q3 2014, an estimated $11.4M increase.
  • Karpus Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12.6M.
  • Karpus Investment Management fully exited Voya Asia Pacific High Dividend Equity Income Fund in Q3 2014, selling an estimated $2.61M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.06B portfolio in Q3 2014.
  • Karpus Investment Management opened 11 new positions and closed 10 in Q3 2014.
  • Karpus Investment Management's portfolio value fell 0.87% quarter-over-quarter to $2.06B.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.